Differential geometry of surfaces
In mathematics, the differential geometry of surfaces deals with the differential geometry of smooth surfaces with various additional structures, most often, a Riemannian metric.
Surfaces have been extensively studied from various perspectives: extrinsically, relating to their embedding in Euclidean space and intrinsically, reflecting their properties determined solely by the distance within the surface as measured along curves on the surface. One of the fundamental concepts investigated is the Gaussian curvature, first studied in depth by Carl Friedrich Gauss, who showed that curvature was an intrinsic property of a surface, independent of its isometric embedding in Euclidean space.
Surfaces naturally arise as graphs of functions of a pair of variables, and sometimes appear in parametric form or as loci associated to space curves. An important role in their study has been played by Lie groups, namely the symmetry groups of the Euclidean plane, the sphere and the hyperbolic plane. These Lie groups can be used to describe surfaces of constant Gaussian curvature; they also provide an essential ingredient in the modern approach to intrinsic differential geometry through connections. On the other hand, extrinsic properties relying on an embedding of a surface in Euclidean space have also been extensively studied. This is well illustrated by the non-linear Euler–Lagrange equations in the calculus of variations: although Euler developed the one variable equations to understand geodesics, defined independently of an embedding, one of Lagrange's main applications of the two variable equations was to minimal surfaces, a concept that can only be defined in terms of an embedding.
Overview
in the Euclidean space, such as the boundary of a cube, are among the first surfaces encountered in geometry. It is also possible to define smooth surfaces, in which each point has a neighborhood diffeomorphic to some open set in, the Euclidean plane. This elaboration allows calculus to be applied to surfaces to prove many results.Two smooth surfaces are diffeomorphic if and only if they are homeomorphic. It follows that closed surfaces are classified up to diffeomorphism by their Euler characteristic and orientability.
Smooth surfaces equipped with Riemannian metrics are of foundational importance in differential geometry. A Riemannian metric endows a surface with notions of geodesic, distance, angle, and area. An important class of such surfaces are the developable surfaces: surfaces that can be flattened to a plane without stretching; examples include the cylinder and the cone.
In addition, there are properties of surfaces which depend on an embedding of the surface into Euclidean space. These surfaces are the subject of extrinsic geometry. They include
- Minimal surfaces are surfaces that minimize the surface area for given boundary conditions; examples include soap films stretched across a wire frame, catenoids and helicoids.
- Ruled surfaces are surfaces that have at least one straight line running through every point; examples include the cylinder and the hyperboloid of one sheet.
Complex structures on a closed oriented surface correspond to conformal equivalence classes of Riemannian metrics on the surface. One version of the uniformization theorem states that any Riemannian metric on an oriented, closed surface is conformally equivalent to an essentially unique metric of constant curvature. This provides a starting point for one of the approaches to Teichmüller theory, which provides a finer classification of Riemann surfaces than the topological one by Euler characteristic alone.
The uniformization theorem states that every smooth Riemann surface is conformally equivalent to a surface having constant curvature, and the constant may be taken to be 1, 0, or −1. A surface of constant curvature 1 is locally isometric to the sphere, which means that every point on the surface has an open neighborhood that is isometric to an open set on the unit sphere in Euclidean Space| with its intrinsic Riemannian metric. Likewise, a surface of constant curvature 0 is locally isometric to the Euclidean plane, and a surface of constant curvature −1 is locally isometric to the hyperbolic plane.
Constant curvature surfaces are the two-dimensional realization of what are known as space forms. These are often studied from the point of view of Felix Klein's Erlangen programme, by means of smooth transformation groups. Any connected surface with a three-dimensional group of isometries is a surface of constant curvature.
A complex surface is a complex two-manifold and thus a real four-manifold; it is not a surface in the sense of this article. Neither are algebraic curves or surfaces defined over fields other than the complex numbers.
History of surfaces
Isolated properties of surfaces of revolution were known already to Archimedes. The development of calculus in the seventeenth century provided a more systematic way of proving them. Curvature of general surfaces was first studied by Euler. In 1760 he proved a formula for the curvature of a plane section of a surface and in 1771 he considered surfaces represented in a parametric form. Monge laid down the foundations of their theory in his classical memoir L'application de l'analyse à la géometrie which appeared in 1795. The defining contribution to the theory of surfaces was made by Gauss in two remarkable papers written in 1825 and 1827. This marked a new departure from tradition because for the first time Gauss considered the intrinsic geometry of a surface, the properties which are determined only by the geodesic distances between points on the surface independently of the particular way in which the surface is located in the ambient Euclidean space. The crowning result, the Theorema Egregium of Gauss, established that the Gaussian curvature is an intrinsic invariant, i.e. invariant under local isometries. This point of view was extended to higher-dimensional spaces by Riemann and led to what is known today as Riemannian geometry. The nineteenth century was the golden age for the theory of surfaces, from both the topological and the differential-geometric point of view, with most leading geometers devoting themselves to their study. Darboux collected many results in his four-volume treatise Théorie des surfaces.The presentation below largely follows Gauss, but with important later contributions from other geometers. For a time Gauss was Cartographer to George III of Great Britain and Hanover; this royal patronage could explain why these papers contain practical calculations of the curvature of the earth based purely on measurements on the surface of the planet.
Function theory in two variables
Functions in one real variable. For functions in one real variable on an interval, the derivative is defined as the limitThe classic mean value theorem implies, for continuous on and differentiable on, that
for some in. When and is its derivative are continuous in an open interval, is called a C1 functions. In that case products of C1 functions are C1 by Leibniz rule; compositions of C1 functions are C1 by the chain rule. The inverse function theorem shows that if is C1 and, then is also C1 near and. Finally higher derivatives can be defined for Ck functions and these lead to the Taylor series expansion with the integral form of the remainder:
These follow by induction using integration by parts and the rule.
Functions of two variables. For functions defined in the plane, it is often necessary to consider functions that are vector-valued or matrix-valued. Derivatives involve both and and thus a vector-valued function. Similarly if is a mapping from an open set into an open set
in, the mapping has two components and hence the derivative is a matrix
For scalar functions, Leibniz product rules apply while for composition the chain rule is rewritten as
with and the derivatives viewed as matrices.
A function on an open subset of is differentiable if
as where denotes the Euclidean
norm. The derivative is the vector. If the partial derivatives and are continuous then is said to be a C1 function.
In this case, may be differentiated. By the fundamental theorem of calculus
, so that. Hence
Again products differentiable functions are differentiable and Leibniz rules apply to the first order derivatives. The composition of C1 mappings are again C1. In that case if, then.
Curvature of surfaces in Euclidean space
Informally Gauss defined the curvature of a surface in terms of the curvatures of certain plane curves connected with the surface. He later found a series of equivalent definitions. One of the first was in terms of the area-expanding properties of the Gauss map, a map from the surface to a 2-dimensional sphere. However, before obtaining a more intrinsic definition in terms of the area and angles of small triangles, Gauss needed to make an in-depth investigation of the properties of geodesics on the surface, i.e. paths of shortest length between two fixed points on the surface.The Gaussian curvature at a point on an embedded smooth surface given locally by the equation
in Euclidean space, is defined to be the product of the principal curvatures at the point;
the mean curvature is defined to be their average. The principal curvatures are the maximum and minimum curvatures of the plane curves obtained by intersecting the surface with planes normal to the tangent plane at the point. If the point is with tangent plane, then, after a rotation about the -axis setting the coefficient on to zero, will have the Taylor series expansion
The principal curvatures are and. In this case, the Gaussian curvature is given by
and the mean curvature by
Since and are invariant under isometries of, in general
and
where the derivatives at the point are given by
For every oriented embedded surface the Gauss map is the map into the unit sphere sending each point to the unit normal vector to the oriented tangent plane at the point. In coordinates the map sends to
Direct computation shows that: the Gaussian curvature is the Jacobian of the Gauss map.
Examples
Surfaces of revolution
A surface of revolution can be obtained by rotating a curve in the -plane about the -axis, assuming the curve does not intersect the -axis. Suppose that the curve is given bywith lies in, and is parametrized by arclength, so that
Then the surface of revolution is the point set
The Gaussian curvature and mean curvature are given by
Geodesics on a surface of revolution are governed by Clairaut's relation.
Quadric surfaces
Consider the quadric surface defined byThis surface admits a parametrization
The Gaussian curvature and mean curvature are given by
which is a ruled surface in two different ways.
Ruled surfaces
A ruled surface is one which can be generated by the motion of a straight line in. Choosing a directrix on the surface, i.e. a smooth unit speed curve orthogonal to the straight lines, and then choosing to be unit vectors along the curve in the direction of the lines, the velocity vector and satisfyThe surface consists of points
as and vary.
Then, if
the Gaussian and mean curvature are given by
The Gaussian curvature of the ruled surface vanishes if and only if and are proportional, This condition is equivalent to the surface being the envelope of the planes along the curve containing the tangent vector and the orthogonal vector, i.e. to the surface being developable along the curve. More generally a surface in has vanishing Gaussian curvature near a point if and only if it is developable near that point.
Minimal surfaces
In 1760 Lagrange extended Euler's results on the calculus of variations involving integrals in one variable to two variables. He had in mind the following problem:Such a surface is called a minimal surface.
In 1776 Jean Baptiste Meusnier showed that the differential equation derived by Lagrange was equivalent to the vanishing of the mean curvature of the surface:
Minimal surfaces have a simple interpretation in real life: they are the shape a soap film will assume if a wire frame shaped like the curve is dipped into a soap solution and then carefully lifted out. The question as to whether a minimal surface with given boundary exists is called Plateau's problem after the Belgian physicist Joseph Plateau who carried out experiments on soap films in the mid-nineteenth century. In 1930 Jesse Douglas and Tibor Radó gave an affirmative answer to Plateau's problem.
Many explicit examples of minimal surface are known explicitly, such as the catenoid, the helicoid, the Scherk surface and the Enneper surface. There has been extensive research in this area, summarised in. In particular a result of Osserman shows that if a minimal surface is non-planar, then its image under the Gauss map is dense in.
Surfaces of constant Gaussian curvature
If a surface has constant Gaussian curvature, it is called a surface of constant curvature.- The unit sphere in has constant Gaussian curvature +1.
- The Euclidean plane and the cylinder both have constant Gaussian curvature 0.
- The surfaces of revolution with have constant Gaussian curvature –1. Particular cases are obtained by taking, and. The latter case is the classical pseudosphere generated by rotating a tractrix around a central axis. In 1868 Eugenio Beltrami showed that the geometry of the pseudosphere was directly related to that of the hyperbolic plane, discovered independently by Lobachevsky and Bolyai. Already in 1840, F. Minding, a student of Gauss, had obtained trigonometric formulas for the pseudosphere identical to those for the hyperbolic plane. This surface of constant curvature is now better understood in terms of the Poincaré metric on the upper half plane or the unit disc, and has been described by other models such as the Klein model or the hyperboloid model, obtained by considering the two-sheeted hyperboloid in three-dimensional Minkowski space, where.
Other examples of surfaces with Gaussian curvature 0 include cones, tangent developables, and more generally any developable surface.
Local metric structure
For any surface embedded in Euclidean space of dimension 3 or higher, it is possible to measure the length of a curve on the surface, the angle between two curves and the area of a region on the surface. This structure is encoded infinitesimally in a Riemannian metric on the surface through line elements and area elements. Classically in the nineteenth and early twentieth centuries only surfaces embedded in were considered and the metric was given as a 2×2 positive definite matrix varying smoothly from point to point in a local parametrization of the surface. The idea of local parametrization and change of coordinate was later formalized through the current abstract notion of a manifold, a topological space where the smooth structure is given by local charts on the manifold, exactly as the planet Earth is mapped by atlases today. Changes of coordinates between different charts of the same region are required to be smooth. Just as contour lines on real-life maps encode changes in elevation, taking into account local distortions of the Earth's surface to calculate true distances, so the Riemannian metric describes distances and areas "in the small" in each local chart. In each local chart a Riemannian metric is given by smoothly assigning a 2×2 positive definite matrix to each point; when a different chart is taken, the matrix is transformed according to the Jacobian matrix of the coordinate change. The manifold then has the structure of a 2-dimensional Riemannian manifold.Line and area elements
Taking a local chart, for example by projecting onto the -plane, the line element and the area element can be written in terms of local coordinates asand
The expression is called the first fundamental form.
The matrix
is required to be positive-definite and to depend smoothly on and.
In a similar way line and area elements can be associated to any abstract Riemannian 2-manifold in a local chart.
Second fundamental form
The extrinsic geometry of surfaces studies the properties of surfaces embedded into a Euclidean space, typically. In intrinsic geometry, two surfaces are "the same" if it is possible to unfold one surface onto the other without stretching it, i.e. a map of one surface onto the other preserving distance. Thus a cylinder is locally "the same" as the plane. In extrinsic geometry, two surfaces are "the same" if they are congruent in the ambient Euclidean space, i.e. there is an isometry of carrying one surface onto the other. With this more rigid definition of similitude, the cylinder and the plane are obviously no longer the same.Although the primary invariant in the study of the intrinsic geometry of surfaces is the metric and the Gaussian curvature, certain properties of surfaces also depend on an embedding into . The most important example is the second fundamental form, defined classically as follows.
Take a point on the surface in a local chart. The Euclidean distance from a nearby point to the tangent plane at, i.e. the length of the perpendicular dropped from the nearby point to the tangent plane, has the form
plus third and higher order corrections. The above expression, a symmetric bilinear form at each point, is the second fundamental form. It is described by a 2 × 2 symmetric matrix
which depends smoothly on and. The Gaussian curvature can be calculated as the ratio of the determinants of the second and first fundamental forms:
Remarkably Gauss proved that it is an intrinsic invariant.
One of the other extrinsic numerical invariants of a surface is the mean curvature defined as the sum of the principal curvatures. It is given by the formula
The coefficients of the first and second fundamental forms satisfy certain compatibility conditions known as the Gauss-Codazzi equations;
they involve the Christoffel symbols associated with the first fundamental form:
These equations can also be succinctly expressed and derived in the language of connection forms due to Élie Cartan. Pierre Bonnet proved that two quadratic forms satisfying the Gauss-Codazzi equations always uniquely determine an embedded surface locally. For this reason the Gauss-Codazzi equations are often called the fundamental equations for embedded surfaces, precisely identifying where the intrinsic and extrinsic curvatures come from. They admit generalizations to surfaces embedded in more general Riemannian manifolds.
Shape operator
The differential of the Gauss map can be used to define a type of extrinsic curvature, known as the shape operator or Weingarten map. This operator first appeared implicitly in the work of Wilhelm Blaschke and later explicitly in a treatise by Burali-Forti and Burgati. Since at each point of the surface, the tangent space is an inner product space, the shape operator can be defined as a linear operator on this space by the formulafor tangent vectors, . The right hand side is symmetric in and, so the shape operator is self-adjoint on the tangent space. The eigenvalues of are just the principal curvatures and at. In particular the determinant of the shape operator at a point is the Gaussian curvature, but it also contains other information, since the mean curvature is half the trace of the shape operator. The mean curvature is an extrinsic invariant. In intrinsic geometry, a cylinder is developable, meaning that every piece of it is intrinsically indistinguishable from a piece of a plane since its Gauss curvature vanishes identically. Its mean curvature is not zero, though; hence extrinsically it is different from a plane.
In general, the eigenvectors and eigenvalues of the shape operator at each point determine the directions in which the surface bends at each point. The eigenvalues correspond to the principal curvatures of the surface and the eigenvectors are the corresponding principal directions. The principal directions specify the directions that a curve embedded in the surface must travel to have maximum and minimum curvature, these being given by the principal curvatures.
The shape operator is given in terms of the components of the first and second fundamental forms by the Weingarten equations:
Geodesic curves on a surface
Curves on a surface which minimize length between the endpoints are called geodesics; they are the shape that an elastic band stretched between the two points would take. Mathematically they are described using partial differential equations from the calculus of variations. The differential geometry of surfaces revolves around the study of geodesics. It is still an open question whether every Riemannian metric on a 2-dimensional local chart arises from an embedding in 3-dimensional Euclidean space: the theory of geodesics has been used to show this is true in the important case when the components of the metric are analytic.Geodesics
Given a piecewise smooth path in the chart for in, its length is defined byand energy by
The length is independent of the parametrization of a path. By the Euler–Lagrange equations, if is a path minimising length, parametrized by arclength, it must satisfy the Euler equations
where the Christoffel symbols are given by
where,, and is the inverse matrix to. A path satisfying the Euler equations is called a geodesic. By the Cauchy–Schwarz inequality a path minimising energy is just a geodesic parametrised by arc length; and, for any geodesic, the parameter is proportional to arclength.
Geodesic curvature
The geodesic curvature at a point of a curve, parametrised by arc length, on an oriented surface is defined to bewhere is the "principal" unit normal to the curve in the surface, constructed by rotating the unit tangent vector through an angle of +90°.
- The geodesic curvature at a point is an intrinsic invariant depending only on the metric near the point.
- A unit speed curve on a surface is a geodesic if and only if its geodesic curvature vanishes at all points on the curve.
- A unit speed curve in an embedded surface is a geodesic if and only if its acceleration vector is normal to the surface.
Isometric embedding problem
A result of and shows that every metric structure on a surface arises from a local embedding in. Apart from some special cases, whether this is possible in remains an open question, the so-called "Weyl problem". In 1926 Maurice Janet proved that it is always possible locally if, and are analytic; soon afterwards Élie Cartan generalised this to local embeddings of Riemannian -manifolds in where. To prove Janet's theorem near, the Cauchy–Kowalevski theorem is used twice to produce analytic geodesics orthogonal to the -axis and then the -axis to make an analytic change of coordinate so that and. An isometric embedding must satisfyDifferentiating gives the three additional equations
with and prescribed. These equations can be solved near using the Cauchy–Kowalevski theorem and yield a solution of the original embedding equations.
Orthogonal coordinates
When in the metric, lines parallel to the - and -axes are orthogonal and provide orthogonal coordinates. If, then the Gaussian curvature is given byIf in addition, so that, then the angle at the intersection between geodesic and the line = constant is given by the equation
The derivative of is given by a classical derivative formula of Gauss:
Geodesic polar coordinates
Once a metric is given on a surface and a base point is fixed, there is a unique geodesic connecting the base point to each sufficiently nearby point. The direction of the geodesic at the base point and the distance uniquely determine the other endpoint. These two bits of data, a direction and a magnitude, thus determine a tangent vector at the base point. The map from tangent vectors to endpoints smoothly sweeps out a neighbourhood of the base point and defines what is called the "exponential map", defining a local coordinate chart at that base point. The neighbourhood swept out has similar properties to balls in Euclidean space, namely any two points in it are joined by a unique geodesic. This property is called "geodesic convexity" and the coordinates are called "normal coordinates". The explicit calculation of normal coordinates can be accomplished by considering the differential equation satisfied by geodesics. The convexity properties are consequences of Gauss's lemma and its generalisations. Roughly speaking this lemma states that geodesics starting at the base point must cut the spheres of fixed radius centred on the base point at right angles. Geodesic polar coordinates are obtained by combining the exponential map with polar coordinates on tangent vectors at the base point. The Gaussian curvature of the surface is then given by the second order deviation of the metric at the point from the Euclidean metric. In particular the Gaussian curvature is an invariant of the metric, Gauss's celebrated Theorema Egregium. A convenient way to understand the curvature comes from an ordinary differential equation, first considered by Gauss and later generalized by Jacobi, arising from the change of normal coordinates about two different points. The Gauss-Jacobi equation provides another way of computing the Gaussian curvature. Geometrically it explains what happens to geodesics from a fixed base point as the endpoint varies along a small curve segment through data recorded in the Jacobi field, a vector field along the geodesic. One and a quarter centuries after Gauss and Jacobi, Marston Morse gave a more conceptual interpretation of the Jacobi field in terms of second derivatives of the energy function on the infinite-dimensional Hilbert manifold of paths.Exponential map
The theory of ordinary differential equations shows that if is smooth then the differential equation with initial condition has a unique solution for sufficiently small and the solution depends smoothly on and. This implies that for sufficiently small tangent vectors at a given point, there is a geodesic defined on with and. Moreover, if, then. The exponential map is defined byand gives a diffeomorphism between a disc and a neighbourhood of ; more generally the map sending to gives a local diffeomorphism onto a neighbourhood of. The exponential map gives geodesic normal coordinates near.
Computation of normal coordinates
There is a standard technique for computing the change of variables to normal coordinates, at a point as a formal Taylor series expansion. If the coordinates, at are locally orthogonal, writewhere, are quadratic and, cubic homogeneous polynomials in and. If and are fixed, and can be considered as formal power series solutions of the Euler equations: this uniquely determines,,,, and.
Gauss's lemma
In these coordinates the matrix satisfies and the lines are geodesics through 0. Euler's equations imply the matrix equationa key result, usually called the Gauss lemma. Geometrically it states that
Taking polar coordinates, it follows that the metric has the form
In geodesic coordinates, it is easy to check that the geodesics through zero minimize length. The topology on the Riemannian manifold is then given by a distance function, namely the infimum of the lengths of piecewise smooth paths between and. This distance is realised locally by geodesics, so that in normal coordinates. If the radius is taken small enough, a slight sharpening of the Gauss lemma shows that the image of the disc under the exponential map is geodesically convex, i.e. any two points in are joined by a unique geodesic lying entirely inside.
Theorema Egregium
Taking and coordinates of a surface in corresponding to, the power series expansion of the metric is given in normal coordinates asThis extraordinary result — Gauss's Theorema Egregium — shows that the Gaussian curvature of a surface can be computed solely in terms of the metric and is thus an intrinsic invariant of the surface, independent of any embedding in and unchanged under coordinate transformations. In particular isometries of surfaces preserve Gaussian curvature.
Gauss–Jacobi equation
Taking a coordinate change from normal coordinates at to normal coordinates at a nearby point, yields the Sturm–Liouville equation satisfied by, discovered by Gauss and later generalised by Jacobi,The Jacobian of this coordinate change at is equal to. This gives another way of establishing the intrinsic nature of Gaussian curvature. Because can be interpreted as the length of the line element in the direction, the Gauss–Jacobi equation shows that the Gaussian curvature measures the spreading of geodesics on a geometric surface as they move away from a point.
Laplace–Beltrami operator
On a surface with local metricand Laplace-Beltrami operator
where, the Gaussian curvature at a point is given by the formula
where is the denotes the geodesic distance from the point. Since is manifestly an intrinsic invariant, this gives yet another proof that the Gaussian curvature is an intrinsic invariant.
In isothermal coordinates, first considered by Gauss, the metric is required to be of the special form
In this case the Laplace–Beltrami operator is given by
and satisfies Liouville's equation
Isothermal coordinates are known to exist in a neighbourhood of any point on the surface, although all proofs to date rely on non-trivial results on partial differential equations. There is an elementary proof for minimal surfaces.
Gauss–Bonnet theorem
On a sphere or a hyperboloid, the area of a geodesic triangle, i.e. a triangle all the sides of which are geodesics, is proportional to the difference of the sum of the interior angles and. The constant of proportionality is just the Gaussian curvature, a constant for these surfaces. For the torus, the difference is zero, reflecting the fact that its Gaussian curvature is zero. These are standard results in spherical, hyperbolic and high school trigonometry. Gauss generalised these results to an arbitrary surface by showing that the integral of the Gaussian curvature over the interior of a geodesic triangle is also equal to this angle difference or excess. His formula showed that the Gaussian curvature could be calculated near a point as the limit of area over angle excess for geodesic triangles shrinking to the point. Since any closed surface can be decomposed up into geodesic triangles, the formula could also be used to compute the integral of the curvature over the whole surface. As a special case of what is now called the Gauss–Bonnet theorem, Gauss proved that this integral was remarkably always 2π times an integer, a topological invariant of the surface called the Euler characteristic. This invariant is easy to compute combinatorially in terms of the number of vertices, edges, and faces of the triangles in the decomposition, also called a triangulation. This interaction between analysis and topology was the forerunner of many later results in geometry, culminating in the Atiyah-Singer index theorem. In particular properties of the curvature impose restrictions on the topology of the surface.Geodesic triangles
Gauss proved that, if is a geodesic triangle on a surface with angles, and at vertices, and, thenIn fact taking geodesic polar coordinates with origin and, the radii at polar angles 0 and :
where the second equality follows from the Gauss–Jacobi equation and the fourth from Gauss' derivative formula in the orthogonal coordinates.
Gauss' formula shows that the curvature at a point can be calculated as the limit of angle excess over area for successively smaller geodesic triangles near the point. Qualitatively a surface is positively or negatively curved according to the sign of the angle excess for arbitrarily small geodesic triangles.
Gauss–Bonnet theorem
Since every compact oriented 2-manifold can be triangulated by small geodesic triangles, it follows thatwhere denotes the Euler characteristic of the surface.
In fact if there are faces, edges and vertices, then and the left hand side equals.
This is the celebrated Gauss–Bonnet theorem: it shows that the integral of the Gaussian curvature is a topological invariant of the manifold, namely the Euler characteristic. This theorem can be interpreted in many ways; perhaps one of the most far-reaching has been as the index theorem for an elliptic differential operator on, one of the simplest cases of the Atiyah-Singer index theorem. Another related result, which can be proved using the Gauss–Bonnet theorem, is the Poincaré-Hopf index theorem for vector fields on which vanish at only a finite number of points: the sum of the indices at these points equals the Euler characteristic, where the index of a point is defined as follows: on a small circle round each isolated zero, the vector field defines a map into the unit circle; the index is just the winding number of this map.)
Curvature and embeddings
If the Gaussian curvature of a surface is everywhere positive, then the Euler characteristic is positive so is homeomorphic to. If in addition the surface is isometrically embedded in, the Gauss map provides an explicit diffeomorphism. As Hadamard observed, in this case the surface is convex; this criterion for convexity can be viewed as a 2-dimensional generalisation of the well-known second derivative criterion for convexity of plane curves. Hilbert proved that every isometrically embedded closed surface must have a point of positive curvature. Thus a closed Riemannian 2-manifold of non-positive curvature can never be embedded isometrically in ; however, as Adriano Garsia showed using the Beltrami equation for quasiconformal mappings, this is always possible for some conformally equivalent metric.Surfaces of constant curvature
The simply connected surfaces of constant curvature 0, +1 and –1 are the Euclidean plane, the unit sphere in, and the hyperbolic plane. Each of these has a transitive three-dimensional Lie group of orientation preserving isometries, which can be used to study their geometry. Each of the two non-compact surfaces can be identified with the quotient where is a maximal compact subgroup of. Here is isomorphic to circle group|. Any other closed Riemannian 2-manifold of constant Gaussian curvature, after scaling the metric by a constant factor if necessary, will have one of these three surfaces as its universal covering space. In the orientable case, the fundamental group of can be identified with a torsion-free uniform subgroup of and can then be identified with the double coset space. In the case of the sphere and the Euclidean plane, the only possible examples are the sphere itself and tori obtained as quotients of by discrete rank 2 subgroups. For closed surfaces of genus, the moduli space of Riemann surfaces obtained as varies over all such subgroups, has real dimension. By Poincaré's uniformization theorem, any orientable closed 2-manifold is conformally equivalent to a surface of constant curvature 0, +1 or –1. In other words, by multiplying the metric by a positive scaling factor, the Gaussian curvature can be made to take exactly one of these values.Euclidean geometry
In the case of the Euclidean plane, the symmetry group is the Euclidean motion group, the semidirect product ofthe two dimensional group of translations by the group of rotations. Geodesics are straight lines and the geometry is encoded in the elementary formulas of trigonometry, such as the cosine rule for a triangle with sides,, and angles,, :
Flat tori can be obtained by taking the quotient of by a lattice, i.e. a free Abelian subgroup of rank 2. These closed surfaces have no isometric embeddings in. They do nevertheless admit isometric embeddings in ; in the easiest case this follows from the fact that the torus is a product of two circles and each circle can be isometrically embedded in.
Spherical geometry
The isometry group of the unit sphere in is the orthogonal group, with the rotation group as the subgroup of isometries preserving orientation. It is the direct product of with the antipodal map, sending to. The group acts transitively on. The stabilizer subgroup of the unit vector can be identified with, so that.The geodesics between two points on the sphere are the great circle arcs with these given endpoints. If the points are not antipodal, there is a unique shortest geodesic between the points. The geodesics can also be described group theoretically: each geodesic through the North pole is the orbit of the subgroup of rotations about an axis through antipodal points on the equator.
A spherical triangle is a geodesic triangle on the sphere. It is defined by points,, on the sphere with sides,, formed from great circle arcs of length less than. If the lengths of the sides are,, and the angles between the sides,,, then the spherical cosine law states that
The area of the triangle is given by
Using stereographic projection from the North pole, the sphere can be identified with the extended complex plane. The explicit map is given by
Under this correspondence every rotation of corresponds to a Möbius transformation in, unique up to sign. With respect to the coordinates in the complex plane, the spherical metric becomes
The unit sphere is the unique closed orientable surface with constant curvature +1. The quotient can be identified with the real projective plane. It is non-orientable and can be described as the quotient of by the antipodal map. The sphere is simply connected, while the real projective plane has fundamental group. The finite subgroups of, corresponding to the finite subgroups of and the symmetry groups of the platonic solids, do not act freely on, so the corresponding quotients are not 2-manifolds, just orbifolds.
Hyperbolic geometry
was first discussed in letters of Gauss, who made extensive computations at the turn of the nineteenth century which, although privately circulated, he decided not to put into print. In 1830 Lobachevsky and independently in 1832 Bolyai, the son of one Gauss' correspondents, published synthetic versions of this new geometry, for which they were severely criticized. However it was not until 1868 that Beltrami, followed by Klein in 1871 and Poincaré in 1882, gave concrete analytic models for what Klein dubbed hyperbolic geometry. The four models of 2-dimensional hyperbolic geometry that emerged were:- the Beltrami-Klein model;
- the Poincaré disk;
- the Poincaré upper half-plane;
- the hyperboloid model of Wilhelm Killing in 3-dimensional Minkowski space.
Let
be the Poincaré disk in the complex plane with Poincaré metric
In polar coordinates the metric is given by
The length of a curve is given by the formula
The group given by
acts transitively by Möbius transformations on and the stabilizer subgroup of 0 is the rotation group
The quotient group is the group of orientation-preserving isometries of. Any two points, in are joined by a unique geodesic, given by the portion of the circle or straight line passing through and and orthogonal to the boundary circle. The distance between and is given by
In particular and is the geodesic through 0 along the real axis, parametrized by arclength.
The topology defined by this metric is equivalent to the usual Euclidean topology, although as a metric space is complete.
A hyperbolic triangle is a geodesic triangle for this metric: any three points in are vertices of a hyperbolic triangle. If the sides have length,, with corresponding angles,,, then the hyperbolic cosine rule states that
The area of the hyperbolic triangle is given by
The unit disk and the upper half-plane
are conformally equivalent by the Möbius transformations
Under this correspondence the action of by Möbius transformations on corresponds to that of on. The metric on becomes
Since lines or circles are preserved under Möbius transformations, geodesics are again described by lines or circles orthogonal to the real axis.
The unit disk with the Poincaré metric is the unique simply connected oriented 2-dimensional Riemannian manifold with constant curvature −1. Any oriented closed surface with this property has as its universal covering space. Its fundamental group can be identified with a torsion-free concompact subgroup of, in such a way that
In this case is a finitely presented group. The generators and relations are encoded in a geodesically convex fundamental geodesic polygon in corresponding geometrically to closed geodesics on.
Examples.
- the Bolza surface of genus 2;
- the Klein quartic of genus 3;
- the Macbeath surface of genus 7;
- the First Hurwitz triplet of genus 14.
Uniformization
where is the Laplacian for the original metric. Thus to show that a given surface is conformally equivalent to a metric with constant curvature it suffices to solve the following variant of Liouville's equation:
When has Euler characteristic 0, so is diffeomorphic to a torus,, so this amounts to solving
By standard elliptic theory, this is possible because the integral of over is zero, by the Gauss–Bonnet theorem.
When has negative Euler characteristic,, so the equation to be solved is:
Using the continuity of the exponential map on Sobolev space due to Neil Trudinger, this non-linear equation can always be solved.
Finally in the case of the 2-sphere, and the equation becomes:
So far this non-linear equation has not been analysed directly, although classical results such as the Riemann-Roch theorem imply that it always has a solution. The method of Ricci flow, developed by Richard S. Hamilton, gives another proof of existence based on non-linear partial differential equations to prove existence. In fact the Ricci flow on conformal metrics on is defined on functions by
After finite time, Chow showed that becomes positive; previous results of Hamilton could then be used to show that converges to +1. Prior to these results on Ricci flow, had given an alternative and technically simpler approach to uniformization based on the flow on Riemannian metrics defined by.
A simple proof using only elliptic operators discovered in 1988 can be found in. Let be the Green's function on satisfying, where is the point measure at a fixed point of. The equation, has a smooth solution, because the right hand side has integral 0 by the Gauss–Bonnet theorem. Thus satisfies away from. It follows that is a complete metric of constant curvature 0 on the complement of, which is therefore isometric to the plane. Composing with stereographic projection, it follows that there is a smooth function such that has Gaussian curvature +1 on the complement of. The function automatically extends to a smooth function on the whole of.
Surfaces of non-positive curvature
In a region where the curvature of the surface satisfies, geodesic triangles satisfy the CAT inequalities of comparison geometry, studied by Cartan, Alexandrov and Toponogov, and considered later from a different point of view by Bruhat and Tits; thanks to the vision of Gromov, this characterisation of non-positive curvature in terms of the underlying metric space has had a profound impact on modern geometry and in particular geometric group theory. Many results known for smooth surfaces and their geodesics, such as Birkhoff's method of constructing geodesics by his curve-shortening process or van Mangoldt and Hadamard's theorem that a simply connected surface of non-positive curvature is homeomorphic to the plane, are equally valid in this more general setting.Alexandrov's comparison inequality
The simplest form of the comparison inequality, first proved for surfaces by Alexandrov around 1940, states thatThe inequality follows from the fact that if describes a geodesic parametrized by arclength and is a fixed point, then
is a convex function, i.e.
Taking geodesic polar coordinates with origin at so that, convexity is equivalent to
Changing to normal coordinates, at, this inequality becomes
where corresponds to the unit vector. This follows from the inequality, a consequence of the non-negativity of the derivative of the Wronskian of and from Sturm–Liouville theory.
Existence of geodesics
On a complete curved surface any two points can be joined by a geodesic. This is a special case of the Hopf–Rinow theorem, which also applies in higher dimensions. The completeness assumption is automatically fulfilled for a surface which is embedded as a closed subset of Euclidean space. However, it is no longer fulfilled if, for example, we remove an isolated point from a surface. For example, the complement of the origin in the Euclidean plane is an example of a non-complete surface; in this example two points which are diametrically opposite across the origin cannot be joined by a geodesic without leaving the punctured plane).Von Mangoldt–Hadamard theorem
For closed surfaces of non-positive curvature, von Mangoldt and Hadamard proved that the exponential map at a point is a covering map, so that the universal covering space of the manifold is. This result was generalised to higher dimensions by Cartan and is usually referred to in this form as the Cartan–Hadamard theorem. For surfaces, this result follows from three important facts:- The exponential map has non-zero Jacobian everywhere for non-positively curved surfaces, a consequence of the non-vanishing of.
- Every geodesic is infinitely extendible, a result known as the Hopf–Rinow theorem for -dimensional manifolds. In two dimensions, if a geodesic tended at infinity towards a point, a closed disc centred on a nearby point with removed would be contractible to along geodesics, a topological impossibility.
- Every two points in a homotopy class are connected by a unique geodesic.
Riemannian connection and parallel transport
Covariant derivative
Connections on a surface can be defined from various equivalent but equally important points of view. The Riemannian connection or Levi-Civita connection is perhaps most easily understood in terms of lifting vector fields, considered as first order differential operators acting on functions on the manifold, to differential operators on the tangent bundle or frame bundle. In the case of an embedded surface, the lift to an operator on vector fields, called the covariant derivative, is very simply described in terms of orthogonal projection. Indeed, a vector field on a surface embedded in can be regarded as a function from the surface into. Another vector field acts as a differential operator component-wise. The resulting vector field will not be tangent to the surface, but this can be corrected taking its orthogonal projection onto the tangent space at each point of the surface. As Ricci and Levi-Civita realised at the turn of the twentieth century, this process depends only on the metric and can be locally expressed in terms of the Christoffel symbols.Parallel transport
Parallel transport of tangent vectors along a curve in the surface was the next major advance in the subject, due to Levi-Civita. It is related to the earlier notion of covariant derivative, because it is the monodromy of the ordinary differential equation on the curve defined by the covariant derivative with respect to the velocity vector of the curve. Parallel transport along geodesics, the "straight lines" of the surface, can also easily be described directly. A vector in the tangent plane is transported along a geodesic as the unique vector field with constant length and making a constant angle with the velocity vector of the geodesic. For a general curve, this process has to be modified using the geodesic curvature, which measures how far the curve departs from being a geodesic.A vector field along a unit speed curve, with geodesic curvature, is said to be parallel along the curve if
- it has constant length
- the angle that it makes with the velocity vector satisfies
The connection can thus be described in terms of lifting paths in the manifold to paths in the tangent or orthonormal frame bundle, thus formalising the classical theory of the "moving frame", favoured by French authors. Lifts of loops about a point give rise to the holonomy group at that point. The Gaussian curvature at a point can be recovered from parallel transport around increasingly small loops at the point. Equivalently curvature can be calculated directly at an infinitesimal level in terms of Lie brackets of lifted vector fields.
in 1904
Connection 1-form
The approach of Cartan and Weyl, using connection 1-forms on the frame bundle of, gives a third way to understand the Riemannian connection. They noticed that parallel transport dictates that a path in the surface be lifted to a path in the frame bundle so that its tangent vectors lie in a special subspace of codimension one in the three-dimensional tangent space of the frame bundle. The projection onto this subspace is defined by a differential 1-form on the orthonormal frame bundle, the connection form. This enabled the curvature properties of the surface to be encoded in differential forms on the frame bundle and formulas involving their exterior derivatives.This approach is particularly simple for an embedded surface. Thanks to a result of, the connection 1-form on a surface embedded in Euclidean space is just the pullback under the Gauss map of the connection 1-form on. Using the identification of with the homogeneous space, the connection 1-form is just a component of the Maurer–Cartan 1-form on.
Global differential geometry of surfaces
Although the characterisation of curvature involves only the local geometry of a surface, there are important global aspects such as the Gauss–Bonnet theorem, the uniformization theorem, the von Mangoldt-Hadamard theorem, and the embeddability theorem. There are other important aspects of the global geometry of surfaces. These include:- Injectivity radius, defined as the largest such that two points at a distance less than are joined by a unique geodesic. Wilhelm Klingenberg proved in 1959 that the injectivity radius of a closed surface is bounded below by the minimum of and the length of its smallest closed geodesic. This improved a theorem of Bonnet who showed in 1855 that the diameter of a closed surface of positive Gaussian curvature is always bounded above by ; in other words a geodesic realising the metric distance between two points cannot have length greater than.
- Rigidity. In 1927 Cohn-Vossen proved that two ovaloids – closed surfaces with positive Gaussian curvature – that are isometric are necessarily congruent by an isometry of. Moreover, a closed embedded surface with positive Gaussian curvature and constant mean curvature is necessarily a sphere; likewise a closed embedded surface of constant Gaussian curvature must be a sphere. Heinz Hopf showed in 1950 that a closed embedded surface with constant mean curvature and genus 0, i.e. homeomorphic to a sphere, is necessarily a sphere; five years later Alexandrov removed the topological assumption. In the 1980s, Wente constructed immersed tori of constant mean curvature in Euclidean 3-space.
- Carathéodory conjecture: This conjecture states that a closed convex three times differentiable surface admits at least two umbilic points. The first work on this conjecture was in 1924 by Hans Hamburger, who noted that it follows from the following stronger claim: the half-integer valued index of the principal curvature foliation of an isolated umbilic is at most one.
- Zero Gaussian curvature: a complete surface in with zero Gaussian curvature must be a cylinder or a plane.
- Hilbert's theorem : no complete surface with constant negative curvature can be immersed isometrically in.
- The Willmore conjecture. This conjecture states that the integral of the square of the mean curvature of a torus immersed in should be bounded below by. It is known that the integral is Moebius invariant. It was solved in 2012 by Fernando Codá Marques and André Neves.
- Isoperimetric inequalities. In 1939 Schmidt proved that the classical isoperimetric inequality for curves in the Euclidean plane is also valid on the sphere or in the hyperbolic plane: namely he showed that among all closed curves bounding a domain of fixed area, the perimeter is minimized by when the curve is a circle for the metric. In one dimension higher, it is known that among all closed surfaces in arising as the boundary of a bounded domain of unit volume, the surface area is minimized for a Euclidean ball.
- Systolic inequalities for curves on surfaces. Given a closed surface, its systole is defined to be the smallest length of any non-contractible closed curve on the surface. In 1949 Loewner proved a torus inequality for metrics on the torus, namely that the area of the torus over the square of its systole is bounded below by, with equality in the flat case. A similar result is given by Pu's inequality for the real projective plane from 1952, with a lower bound of also attained in the constant curvature case. For the Klein bottle, Blatter and Bavard later obtained a lower bound of. For a closed surface of genus, Hebda and Burago showed that the ratio is bounded below by. Three years later Mikhail Gromov found a lower bound given by a constant times, although this is not optimal. Asymptotically sharp upper and lower bounds given by constant times are due to Gromov and Buser-Sarnak, and can be found in. There is also a version for metrics on the sphere, taking for the systole the length of the smallest closed geodesic. Gromov conjectured a lower bound of in 1980: the best result so far is the lower bound of obtained by Regina Rotman in 2006.
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