Finite model theory


Finite model theory is a subarea of model theory. MT is the branch of mathematical logic which deals with the relation between a formal language and its interpretations. FMT is a restriction of MT to interpretations on finite structures, which have a finite universe.
A single finite structure can always be axiomatized in first-order logic, where axiomatized in a language L means described uniquely up to isomorphism by a single L-sentence. Similarly, any finite collection of finite structures can always be axiomatized in first-order logic. Some, but not all, infinite collections of finite structures can also be axiomatized by a single first-order sentence.

Characterisation of a single structure

Is a language L expressive enough to axiomatize a single finite structure S?

Problem

A structure like in the figure can be described by FO sentences in the logic of graphs like
  1. Every node has an edge to another node:
  2. No node has an edge to itself:
  3. There is at least one node that is connected to all others:
However, these properties do not axiomatize the structure, since for structure the above properties hold as well, yet structures and are not isomorphic.
Informally the question is whether by adding enough properties, these properties together describe exactly and are valid for no other structure.

Approach

For a single finite structure it is always possible to precisely describe the structure by a single FO sentence. The principle is illustrated here for a structure with one binary relation and without constants:
  1. say that there are at least elements:
  2. say that there are at most elements:
  3. state every element of the relation :
  4. state every non-element of the relation :
all for the same tuple, yielding the FO sentence.

Extension to a fixed number of structures

The method of describing a single structure by means of a first-order sentence can easily be extended for any fixed number of structures. A unique description can be obtained by the disjunction of the descriptions for each structure. For instance, for two structures and with defining sentences and this would be

Extension to an infinite structure

By definition, a set containing an infinite structure falls outside the area that FMT deals with. Note that infinite structures can never be discriminated in FO, because of the Löwenheim–Skolem theorem, which implies that no first-order theory with an infinite model can have a unique model up to isomorphism.
The most famous example is probably Skolem's theorem, that there is a countable non-standard model of arithmetic.

Characterisation of a class of structures

Is a language L expressive enough to describe exactly those finite structures that have certain property P?

Problem

The descriptions given so far all specify the number of elements of the universe. Unfortunately most interesting sets of structures are not restricted to a certain size, like all graphs that are trees, are connected or are acyclic. Thus to discriminate a finite number of structures is of special importance.

Approach

Instead of a general statement, the following is a sketch of a methodology to differentiate between structures that can and cannot be discriminated.
1. The core idea is that whenever one wants to see if a property P can be expressed in FO, one chooses structures A and B, where A does have P and B doesn't. If for A and B the same FO sentences hold, then P cannot be expressed in FO. In short:
where is shorthand for for all FO-sentences α, and P represents the class of structures with property P.
2. The methodology considers countably many subsets of the language, the union of which forms the language itself. For instance, for FO consider classes FO for each m. For each m the above core idea then has to be shown. That is:
with a pair for each and α from FO. It may be appropriate to choose the classes FO to form a partition of the language.
3. One common way to define FO is by means of the quantifier rank qr of a FO formula α, which expresses the depth of quantifier nesting. For example, for a formula in prenex normal form, qr is simply the total number of its quantifiers. Then FO can be defined as all FO formulas α with qr ≤ m.
4. Thus it all comes down to showing on the subsets FO. The main approach here is to use the algebraic characterization provided by Ehrenfeucht–Fraïssé games. Informally, these take a single partial isomorphism on A and B and extend it m times, in order to either prove or disprove, dependent on who wins the game.

Example

We want to show that the property that the size of an ordered structure A = is even, can not be expressed in FO.
1. The idea is to pick A ∈ EVEN and B ∉ EVEN, where EVEN is the class of all structures of even size.
2. We start with two ordered structures A2 and B2 with universes A2 = and B2 =. Obviously A2 ∈ EVEN and B2 ∉ EVEN.
3. For m = 2, we can now show* that in a 2-move Ehrenfeucht–Fraïssé game on A2 and B2 the duplicator always wins, and thus A2 and B2 cannot be discriminated in FO, i.e. A2 α ⇔ B2 α for every α ∈ FO.

4. Next we have to scale the structures up by increasing m. For example, for m = 3 we must find an A3 and B3 such that the duplicator always wins the 3-move game. This can be achieved by A3 = and B3 =. More generally, we can choose Am = and Bm = ; for any m the duplicator always wins the m-move game for this pair of structures*.
5. Thus EVEN on finite ordered structures cannot be expressed in FO.
Note that the proof of the result of the Ehrenfeucht–Fraïssé game has been omitted, since it is not the main focus here.

Applications

Database theory

A substantial fragment of SQL is based on first-order logic, as the following example illustrates: Think of a database table "GIRLS" with the columns "FIRST_NAME" and "LAST_NAME". This corresponds to a binary relation, say G on FIRST_NAME X LAST_NAME. The FO query ', which returns all the last names where the first name is 'Judy', would look in SQL like this:
select LAST_NAME
from GIRLS
where FIRST_NAME = 'Judy'
Notice, we assume here, that all last names appear only once.
Next we want to make a more complex statement. Therefore, in addition to the "GIRLS" table we have a table "BOYS" also with the columns "FIRST_NAME" and "LAST_NAME". Now we want to query the last names of all the girls that have the same last name as at least one of the boys. The FO query is ', and the corresponding SQL statement is:
select FIRST_NAME, LAST_NAME
from GIRLS
where LAST_NAME IN ;
Notice that in order to express the "∧" we introduced the new language element "IN" with a subsequent select statement. This makes the language more expressive for the price of higher difficulty to learn and implement. This is a common trade-off in formal language design. The way shown above is by far not the only one to extend the language. An alternative way is e.g. to introduce a "JOIN" operator, that is:
select distinct g.FIRST_NAME, g.LAST_NAME
from GIRLS g, BOYS b
where g.LAST_NAME=b.LAST_NAME;
First-order logic is too restrictive for some database applications, for instance because of its inability to express transitive closure. This has led to more powerful constructs being added to database query languages, such as recursive WITH in. More expressive logics, like fixpoint logics, have therefore been studied in finite model theory because of their relevance to database theory and applications.

Querying and search

Narrative data contains no defined relations. Thus the logical structure of text search queries can be expressed in propositional logic, like in:
OR
Note that the challenges in full text search are different from database querying, like ranking of results.

History