Syntactic category


A syntactic category is a type of syntactic unit that theories of syntax assume. Word classes, largely corresponding to traditional parts of speech, are syntactic categories. In phrase structure grammars, the phrasal categories are also syntactic categories. Dependency grammars, however, do not acknowledge phrasal categories.
Word classes considered as syntactic categories may be called lexical categories, as distinct from phrasal categories. The terminology here is by no means consistent, however. Many grammars also draw a distinction between lexical categories and functional categories. The term lexical category therefore has two distinct meanings. Moreover, syntactic categories should not be confused with grammatical categories, which are properties such as tense, gender, etc.

Defining criteria

At least three criteria are used in defining syntactic categories:
For instance, many nouns in English denote concrete entities, they are pluralized with the suffix -s, and they occur as subjects and objects in clauses. Many verbs denote actions or states, they are conjugated with agreement suffixes, and in English they tend to show up in medial positions of the clauses in which they appear.
The third criterion is also known as distribution. The distribution of a given syntactic unit determines the syntactic category to which it belongs. The distributional behavior of syntactic units is identified by substitution. Like syntactic units can be substituted for each other.
Additionally, there are also informal criteria one can use in order to determine syntactic categories. For example, one informal means of determining if an item is lexical, as opposed to functional, is to see if it is left behind in "telegraphic speech"

Lexical categories vs. phrasal categories

The traditional parts of speech are lexical categories, in one meaning of that term. Traditional grammars tend to acknowledge approximately eight to twelve lexical categories, e.g.
The lexical categories that a given grammar assumes will likely vary from this list. Certainly numerous subcategories can be acknowledged. For instance, one can view pronouns as a subtype of noun, and verbs can be divided into finite verbs and non-finite verbs. The central lexical categories give rise to corresponding phrasal categories:
In terms of phrase structure rules, phrasal categories can occur to the left of the arrow while lexical categories cannot, e.g. NP → D N. Traditionally, a phrasal category should consist of two or more words, although conventions vary in this area. X-bar theory, for instance, often sees individual words corresponding to phrasal categories. Phrasal categories are illustrated with the following trees:
The lexical and phrasal categories are identified according to the node labels, phrasal categories receiving the "P" designation.

Lexical categories only

s do not acknowledge phrasal categories in the way that phrase structure grammars do. What this means is that the distinction between lexical and phrasal categories disappears, the result being that only lexical categories are acknowledged. The tree representations are simpler because the number of nodes and categories is reduced, e.g.
The distinction between lexical and phrasal categories is absent here. The number of nodes is reduced by removing all nodes marked with "P". Note, however, that phrases can still be acknowledged insofar as any subtree that contains two or more words will qualify as a phrase.

Lexical categories vs. functional categories

Many grammars draw a distinction between lexical categories and functional categories. This distinction is orthogonal to the distinction between lexical categories and phrasal categories. In this context, the term lexical category applies only to those parts of speech and their phrasal counterparts that form open classes and have full semantic content. The parts of speech that form closed classes and have mainly just functional content are called functional categories:
There is disagreement in certain areas, for instance concerning the status of prepositions. The distinction between lexical and functional categories plays a big role in Chomskyan grammars, where the role of the functional categories is large. Many phrasal categories are assumed that do not correspond directly to a specific part of speech, e.g. inflection phrase, tense phrase, agreement phrase, focus phrase, etc.. In order to acknowledge such functional categories, one has to assume that the constellation is a primitive of the theory and that it exists separately from the words that appear. As a consequence, many grammar frameworks do not acknowledge such functional categories, e.g. Head Driven Phrase Structure Grammar, Dependency Grammar, etc.