Shu Han


Han, known in historiography as Shu Han or Ji Han, was one of the three major states that competed for supremacy over China in the Three Kingdoms period. The state was based in the area around present-day Sichuan and Chongqing, which was historically known as "Shu" after an earlier state in Sichuan named Shu. Shu Han's founder Liu Bei had named his state "Han" as he considered it the legitimate successor to the Han dynasty, while "Shu" is added to the name as a geographical prefix to differentiate it from the many "Han" states throughout Chinese history.

History

Beginnings and founding

Towards the end of the Eastern Han dynasty, Liu Bei, a warlord and distant relative of the Han imperial clan, rallied the support of many capable followers. Following the counsel of his advisor, Zhuge Liang, and Zhuge's Longzhong Plan, Liu Bei conquered parts of Jing Province in 208 and 209. Liu Bei took over Yi Province from the warlord Liu Zhang between 212 and 214 and wrestled control of Hanzhong from his rival Cao Cao in 219.
From the territories he gained, Liu Bei established a position for himself in China during the final years of the Han dynasty. However, in 219, the alliance between Liu Bei and his ally, Sun Quan, was broken when Sun sent his general Lü Meng to invade Jing Province. Liu Bei lost his territories in Jing Province to Sun Quan. Guan Yu, the general guarding Liu Bei's assets in Jing Province, was captured and executed by Sun Quan's forces.
Cao Cao died in 220 and was succeeded by his son, Cao Pi, who forced the last Han ruler, Emperor Xian, to abdicate the throne in his favour. Cao Pi then established the state of Cao Wei and declared himself emperor. Liu Bei contested Cao Pi's claim to the throne and proclaimed himself "Emperor of Han" in 221. Although Liu Bei is widely seen as the founder of Shu, he never claimed to be the founder of a new dynasty; rather, he viewed Shu as a continuation of the fallen Han dynasty.

Liu Bei's reign

Liu Bei ruled as emperor for less than three years. In 222, he launched a campaign against Sun Quan to retake Jing Province and avenge Guan Yu, culminating in the Battle of Xiaoting. However, due to grave tactical mistakes, Liu Bei suffered a crushing defeat at the hands of Sun Quan's general Lu Xun and lost the bulk of his army. He survived the battle and retreated to Baidicheng, where he died from illness a year later.

Liu Shan's reign

Liu Bei's son Liu Shan succeeded his father, making him the youngest of three rulers at only 16. Before his death, Liu Bei also appointed the chancellor Zhuge Liang and the general Li Yan as regents to assist Liu Shan in managing the state affairs.
Zhuge Liang was the de facto head of the Shu government throughout Liu Shan's reign and was responsible for masterminding most of Shu's policies during his regency. When Liu Shan succeeded his father, Shu was the weakest of the three major powers. Following his father's defeat in 221, the portion of Jing Province previously held by Shu was now firmly under the control of Wu. Shu only included the western lands of Yi Province, while Wei controlled all of the northern lands, and Wu controlled all the lands from the east of Yi Province to the southern and eastern coastlines. This greatly limited Shu in terms of resources and manpower. As such, Zhuge Liang parleyed for peace with Wu, and reaffirmed the alliance between Sun Quan and Shu — with the former even recognising Sun Quan's legitimacy when the latter broke with Wei and declared himself "Emperor of Wu" in 229.
Zhuge Liang advocated an aggressive foreign policy towards Wei, because he strongly believed it was critical to the survival of Shu and its sovereignty. Between the years of 228 and 234, he launched a series of five military campaigns against Wei, with the aim of conquering Chang'an, a strategic city located on the road to the Wei capital, Luoyang. Most of the battles were fought around present-day Gansu and Shaanxi provinces. However, aside from gaining Jiang Wei as an officer in 228, Shu failed to achieve any significant victories or lasting gains in the five expeditions. During his final campaign, fought against the Wei general Sima Yi, an already taxed and ill Zhuge Liang died under the strain of the long stalemate with the Wei forces at the Battle of Wuzhang Plains.
The Shu government was then headed by Jiang Wan, Fei Yi and others after Zhuge Liang's death, and Shu temporarily ceased its aggression towards Wei. The Wei regent Cao Shuang launched an invasion of Hanzhong in 244. Despite being outnumbered 2-to-1, the Shu forces defeated them at the Battle of Xingshi, with the humiliated Wei forces fleeing. Between 247 and 262, the Shu general Jiang Wei resumed Zhuge Liang's legacy by leading a series of military campaigns against Wei, but also failed to make any significant territorial gains.

Fall of Shu

In 263, armies led by the Wei generals Deng Ai and Zhong Hui attacked Shu and conquered its capital Chengdu without much struggle — the state having been exhausted by Jiang Wei's ill-fated campaigns. In the same year, Liu Shan surrendered to Deng Ai outside Chengdu, marking the end of Shu. In spite of this, Jiang Wei attempted to incite conflict between Deng Ai and Zhong Hui in the hope of taking advantage of the situation to revive Shu. Zhong Hui captured Deng Ai and openly rebelled against the Wei regent, Sima Zhao, but the revolt was suppressed by Wei forces. Jiang Wei, Zhong Hui and Deng Ai were killed in the struggle.
Liu Shan was brought to Luoyang, where he met with Sima Zhao and was awarded the title of "Duke of Anle". He lived a comfortable and peaceful life in Luoyang until the end of his days.

Government and military

Shu's population was not large enough to stand against the rival state of Wei. Although the country could efficiently defend itself, Shu could not easily launch successful campaigns. The first step to solving this was to launch an offensive against the Nanman in present-day Yunnan. This would secure more individuals for the army. It would also gain control over trade with India.

Economy

Shu was not merely a nation at war. During peacetime, the Shu state began many irrigation and road-building projects designed to improve the economy. Many of these public works still exist and are widely used. For example, the Zipingpu Dam is still present near Chengdu, Sichuan. These works helped improve the economy of southwestern China and can be seen as the beginning of economic activity in Sichuan. It also promoted trade with southern China, which was then ruled by Eastern Wu.

List of territories

CommanderyCounties
Shu
Chengdu
成都
Shu
Fan
Shu
Jiangyuan
江原
Shu
Linqiong
臨邛
Shu
Pi
Zitong
梓潼
Zitong
梓潼
Zitong
梓潼
Fu
Zitong
梓潼
Hande
漢德
Zitong
梓潼
Hanshou
漢壽
Zitong
梓潼
Boshui
白水
Guanghan
廣漢
Luo
Guanghan
廣漢
Shifang
什邡
Guanghan
廣漢
Mianzhu
綿竹
Guanghan
廣漢
Xindu
新都
Guanghan
廣漢
Yangquan
陽泉
Han
Qi
Han
Deyang
德陽
Han
Wucheng
五城
Han
Guanghan
廣漢
Wenshan
汶山
Wenshan
汶山
Wenshan
汶山
Jiandi
湔氐
Wenshan
汶山
Du'an
都安
Wenshan
汶山
Miansi
綿虒
Wenshan
汶山
Pingkang
平康
Wenshan
汶山
Canling
蠶陵
Wenshan
汶山
Guangrou
廣柔
Wenshan
汶山
Boma
白馬
Ba
Jiangzhou
江州
Ba
Dianjiang
墊江
Ba
Linjiang
臨江
Ba
Zhi
Baxi
巴西
Langzhong
閬中
Baxi
巴西
Xichong
西充國
Baxi
巴西
Nanchong
南充國
Baxi
巴西
Hanchang
漢昌
Baxi
巴西
Xuanhan
宣漢
Baxi
巴西
Anhan
安漢
Baxi
巴西
Dangqu
宕渠
Badong
巴東
Yong'an
永安
Badong
巴東
Quren
朐忍
Badong
巴東
Yangqu
羊渠
Badong
巴東
Beijing
北井
Badong
巴東
Handan
漢單
Badong
巴東
Wu
Fuling
涪陵
Hanfu
漢復
Fuling
涪陵
Fuling
涪陵
Fuling
涪陵
Hanping
漢平
Fuling
涪陵
Hanjia
漢葭
Fuling
涪陵
Wanning
萬寧
Jianwei
犍為
Wuyang
武陽
Jianwei
犍為
Nan'an
南安
Jianwei
犍為
Bodao
僰道
Jianwei
犍為
Zizhong
資中
Jianwei
犍為
Niubing
牛鞞
Jiangyang
江陽
Jiangyang
江陽
Jiangyang
江陽
Fu
Jiangyang
江陽
Han'an
漢安
Hanjia
漢嘉
Hanjia
漢嘉
Hanjia
漢嘉
Xi
Hanjia
漢嘉
Yandao
嚴道
Hanjia
漢嘉
Maoniu
旄牛

CommanderyCounties
Hanzhong
漢中
Nanzheng
南鄭
Hanzhong
漢中
Baozhong
褒中
Hanzhong
漢中
Mianyang
沔陽
Hanzhong
漢中
Chenggu
成固
Hanzhong
漢中
Nanxiang
南鄉
Wudu
武都
Xiabian
下辯
Wudu
武都
Hechi
河池
Wudu
武都
Ju
Wudu
武都
Wudu
武都
Wudu
武都
Gudao
故道
Wudu
武都
Qiangdao
羌道
Yinping
陰平
Yinping
陰平
Yinping
陰平
Pingguang
平廣

CommanderyCounties
Shushi
朱提
Shushi
朱提
Shushi
朱提
Nanguang
南廣
Shushi
朱提
Hanyang
漢陽
Shushi
朱提
Nanchang
南昌
Shushi
朱提
Tanglang
堂狼
Yuexi
越巂
Huiwu
會無
Yuexi
越巂
Qiongdu
邛都
Yuexi
越巂
Beishui
卑水
Yuexi
越巂
Dingzha
定苲
Yuexi
越巂
Taideng
臺登
Yuexi
越巂
Anshang
安上
Yuexi
越巂
Xindao
新道
Yuexi
越巂
Qianjie
潛街
Yuexi
越巂
Sanfeng
三縫
Yuexi
越巂
Suqi
蘇祁
Yuexi
越巂
Chan
Zangke
牂柯
Qielan
且蘭
Zangke
牂柯
Tanzhi
談指
Zangke
牂柯
Yelang
夜郎
Zangke
牂柯
Wulian
毋斂
Zangke
牂柯
Bi
Zangke
牂柯
Pingyi
平夷
Zangke
牂柯
Guangtan
廣談
Yunnan
雲南
Yunnan
雲南
Yunnan
雲南
Longdong
梇棟
Yunnan
雲南
Qingling
青蛉
Yunnan
雲南
Gufu
姑復
Yunnan
雲南
Xielong
邪龍
Yunnan
雲南
Yeyu
楪榆
Yunnan
雲南
Suijiu
遂久
Xinggu
興古
Juting
句町
Xinggu
興古
Wanwen
宛溫
Xinggu
興古
Louwo
漏臥
Xinggu
興古
Bengu
賁古
Xinggu
興古
Hanxing
漢興
Xinggu
興古
Jincheng
進乘
Xinggu
興古
Xifeng
西豐
Xinggu
興古
Xisui
西隨
Xinggu
興古
Duofeng
鐸封
Jianning
建寧
Wei
Jianning
建寧
Cun
Jianning
建寧
Mudan
母單
Jianning
建寧
Tonglai
同瀨
Jianning
建寧
Muma
牧麻
Jianning
建寧
Guchang
穀昌
Jianning
建寧
Lianran
連然
Jianning
建寧
Qinzang
秦臧
Jianning
建寧
Shuangbai
雙柏
Jianning
建寧
Yuyuan
俞元
Jianning
建寧
Xiuyun
修雲
Jianning
建寧
Dianchi
滇池
Jianning
建寧
Tonglao
同勞
Jianning
建寧
Tongjing
同井
Jianning
建寧
Shengxiu
勝休
Jianning
建寧
Jianling
建伶
Yongchang
永昌
Buwei
不韋
Yongchang
永昌
Yongshou
永壽
Yongchang
永昌
Bisu
比蘇
Yongchang
永昌
Nanfu
南涪
Yongchang
永昌
Suitang
巂唐
Yongchang
永昌
Ailao
哀牢
Yongchang
永昌
Bonan
博南

List of emperors

Temple namePosthumous nameFamily name and personal nameReignEra names and their year rangesNotes
Emperor Zhaolie
昭烈皇帝
Liu Bei
劉備
221-223
  • Zhangwu
章武
Liu Bei is also referred to as the "Late Emperor" Emperor Xiaohuai
孝懷皇帝
Liu Shan
劉禪
223-263
  • Jianxing
建興
  • Yanxi
延熙
  • Jingyao
景耀
  • Yanxing
炎興
Liu Shan was posthumously granted the title of "Duke Si of Anle" by the Jin dynasty. He was later posthumously honoured as "Emperor Xiaohuai" by Liu Yuan, the founder of the Han Zhao state of the Sixteen Kingdoms. He is also referred to as the "Later Lord" in some historical texts.