Phonological change
In historical linguistics, phonological change is any sound change that alters the distribution of phonemes in a language. In other words, a language develops a new system of oppositions among its phonemes. Old contrasts may disappear, new ones may emerge, or they may simply be rearranged. Sound change may be an impetus for changes in the phonological structures of a language. One process of phonological change is rephonemicization, in which the distribution of phonemes changes by either addition of new phonemes or a reorganization of existing phonemes. Mergers and splits are types of rephonemicization and are discussed further below.
Types
In a typological scheme first systematized by Henry M. Hoenigswald in 1965, a historical sound law can only affect a phonological system in one of three ways:- Conditioned merger, in which some instances of phoneme A become an existing phoneme B; the number of phonemes does not change, only their distribution.
- Phonemic split, in which some instances of A become a new phoneme B; this is phonemic differentiation in which the number of phonemes increases.
- Unconditioned merger, in which all instances of phonemes A and B become A; this is phonemic reduction, in which the number of phonemes decreases.
Phonetic vs. phonological change
can occur without any modification to the phoneme inventory or phonemic correspondences. This change is purely allophonic or subphonemic. This can entail one of two changes: either the phoneme turns into a new allophone—meaning the phonetic form changes—or the distribution of allophones of the phoneme changes.For the most part, phonetic changes are examples of allophonic differentiation or assimilation; i.e., sounds in specific environments acquire new phonetic features or perhaps lose phonetic features they originally had. For example, the devoicing of the vowels and in certain environments in Japanese, the nasalization of vowels before nasals, changes in point of articulation of stops and nasals under the influence of adjacent vowels.
Phonetic change in this context refers to the lack of phonological restructuring, not a small degree of sound change. For example, chain shifts such as the Great Vowel Shift in which nearly all of the vowels of the English language changed or the allophonic differentiation of /s/, originally, into, do not qualify as phonological change as long as all of the phones remain in complementary distribution.
Many phonetic changes provide the raw ingredients for later phonemic innovations. In Proto-Italic, for example, intervocalic */s/ became *. It was a phonetic change, merely a mild and superficial complication in the phonological system, but when * merged with */r/, the effect on the phonological system was greater.
Similarly, in the prehistory of Indo-Iranian, the velars */k/ and */g/ acquired distinctively palatal articulation before front vowels, so that came to be pronounced and, but the phones and occurred only in that environment. However, when */e/, */o/, */a/ later fell together as Proto-Indo-Iranian */a/, the result was that the allophonic palatal and velar stops now contrasted in identical environments: */ka/ and /ča/, /ga/ and /ǰa/, and so on. The difference became phonemic.
Sound changes generally operate for a limited period of time, and once established, new phonemic contrasts rarely remain tied to their ancestral environments. For example, Sanskrit acquired "new" /ki/ and /gi/ sequences via analogy and borrowing, and likewise /ču/,, /čm/, and similar novelties; and the reduction of the diphthong */ay/ to Sanskrit /ē/ had no effect at all on preceding velar stops.
Merger
Phonemic merger is a loss of distinction between phonemes. Occasionally, the term reduction refers to phonemic merger. It is not to be confused with the meaning of the word "reduction" in phonetics, such as vowel reduction, but phonetic changes may contribute to phonemic mergers.Conditioned merger
Conditioned merger, or primary split, takes place when some, but not all, allophones of a phoneme, say A, merge with some other phoneme, B. The immediate results are these:- there are the same number of contrasts as before.
- there are fewer words with A than before.
- there are more words of B than before.
- there is at least one environment for which A, for the time being, no longer occurs, called a gap in the distribution of the phoneme.
- there is, under certain circumstances, an alternation between A and B if inflection or derivation result in A sometimes but not always being in the environment in which it merged with B.
Example from Middle English
Devoicing of voiced stops in German
A trivial example of conditioned merger is the devoicing of voiced stops in German when in word-final position or immediately before a compound boundary :- *hand "hand" > /hant/
- Handgelenk "wrist" /ˈhantgəlɛŋk/
- *bund "league, association" > /bʊnt/
- *gold "gold" > /gɔlt/
- *halb "half" > /halp/
- halbamtlich "semi-official" /ˈhalpʔamtlɪç/
- *berg "mountain" /bɛɐ̯k/
- *klug "clever, wise" > /kluːk/
Rhotacism in Latin
More typical of the aftermath of a conditioned merger is the famous case of rhotacism in Latin : Proto-Italic *s > Latin /r/ between vowels: *gesō "I do, act" > Lat. gerō.This sound law is quite complete and regular, and in its immediate wake there were no examples of /s/ between vowels except for a few words with a special condition. However, a new crop of /s/ between vowels soon arose from three sources. a shortening of /ss/ after a diphthong or long vowel: causa "lawsuit" < *kawssā, cāsa "house' < *kāssā, fūsus "poured, melted" < *χewssos. univerbation: nisi "unless" < the phrase *ne sei, quasi "as if" < the phrase *kʷam sei. borrowings, such as rosa "rose" /rosa/, from a Sabellian source, and many words taken from or through Greek.
Alliteration and "gn" in Latin
A more entertaining example of conditioned merger is the behavior of stops in Latin, voiced and voiceless alike, when they were immediately followed by a nasal. Such stops became nasals themselves, of the same point of articulation as the original stop, thereby increasing the inventory of nasals, and creating a gap in the distribution of stops:- *sabnyom "Samnium" > Samnium
- *swepnos "sleep" > somnus
- *atnos "year" > annus
- *supimos "highest" > *supmos > summus
Now, if the pattern holds, *gn, *kn would become. Forms like the following are found:
- dignus "worthy" < *dek-no-
- lignum "firewood < *leg-no-
- agnus "lamb" < *agʷnos or *H₂egʷnos
Given this encouraging epigraphic evidence, are there any other reasons for thinking that was in fact the outcome of original dorsal stop plus nasal? There are at least three:
Note: Roman grammarians, who make some fairly fine observations about Latin phonetics, do not mention g = despite being thoroughly familiar with the idea from Greek orthography, where gamma = before /k/ and /g/, as in agkúlos "bent", ággellos "messenger". There are several possible explanations for this silence, including mere oversight; but it is entirely possible that much-schoolmastered Standard Latin pronunciation is an example of a spelling pronunciation that became standard, like the pronunciation of the word figure in American English in place of the original pronunciation rhyming with bigger. The testimony of the Romance reflexes can be taken with greater confidence than the silence of grammarians.
Concerning the number of contrasts
One of the traits of conditioned merger, as outlined above, is that the total number of contrasts remains the same, but it is possible for such splits to reduce the number of contrasts. It happens if all of the conditioned merger products merge with one or another phoneme.For example, in Latin, the Pre-Latin phoneme *θ disappears as such by merging with three other sounds: *f, *d, and *b:
Initially *θ > f:
- PItal. *tʰi-n-kʰ- "model, shape" > *θi-n-χ- > Lat. fingō
- PItal. *tʰwor- "door" > *θwor- > Lat. forēs "door"
- PItal. *wertʰom "word" > *werθom > *werðom > Lat. verbum
- PItal. *rutʰros "red" > *ruθros > *ruðros > Latin ruber, cf. rubra fem. rubrum neut.
- PItal. *-tʰlo-/*-tʰlā- "tool suffix" > Latin -bulum, -bula: PIE *peH₂-dhlo- "nourishment" > PItal. *pā-tʰlo- > *pāθlo- > Latin pābulum; PIE *suH-dhleH₂- "sewing implement" > PItal. *sūtʰlā > *sūθlā > Latin sūbula "cobbler's awl"
- PItal. *metʰyo- "middle" > *meθyo- > Pre-Lat. *meðyo- > Lat. medius
- PItal. *pʰeytʰ- > *feyθ- > *feyð- > Lat. fīdus "trusting"
Unconditioned merger
Unconditioned merger, that is, complete loss of a contrast between two or more phonemes, is not very common. Most mergers are conditioned. That is, most apparent mergers of A and B have an environment or two in which A did something else, such as drop or merge with C.Typical is the unconditioned merger seen in the Celtic conflation of the PIE plain voiced series of stops with the breathy-voiced series: *bh, *dh, *ǵh, *gh are indistinguishable in Celtic etymology from the reflexes of *b *d *ǵ *g. The collapse of the contrast cannot be stated in whole-series terms because the labiovelars do not co-operate. PIE *gʷ everywhere falls together with the reflexes of *b and *bh as Proto-Celtic *b, but *gʷh seems to have become PCelt. *gʷ, lining up with PCelt. *kʷ < PIE *kʷ.
Examples
- OE y and ý fell together with i and í via a simple phonetic unrounding: OE hypp, cynn, cyssan, brycg, fyllan, fýr, mýs, brýd became modern hip, kin, kiss, bridge, fill, fire, mice, bride. There is no way to tell by inspection whether a modern /i ay/ goes back to a rounded or an unrounded vowel. The change is not even reflected in modern spelling since it took place too early to be captured in Middle English Spelling conventions. Of course, current spellings like type, thyme, psyche, etc., have nothing to do with OE y = /y/.
- There is a massive, consistent body of evidence that PIE *l and *r merged totally in Proto-Indo-Iranian, as did PIE *e *o *a into Proto-Indo-Iranian *a.
- The evolution of Romance shows a systematic collection of unconditioned mergers in connection with the loss of Latin vowel length. Latin had ten vowels, five long and five short. In the variety of Romance underlying Sardo and some other dialects of the islands, the ten vowels simply fell together pairwise: in no way are Latin e, ē, say, reflected differently. In Proto-Western-Romance, the ancestor of French, Iberian, Italian north of the Spezia-Rimini line, etc., however, things happened differently: Latin /a ā/ merged totally, as in Sardo, but the other vowels all behaved differently. Upon losing the feature of length, Latin /ī ū/ merged with nothing, but the short high vowels, front and back, merged with the long mid vowels: thus, Latin /i ē/ are uniformly reflected as PWRom. *ẹ, and /u ō/ become *ọ. PWRom. *ẹ is reflected in French as /wa/ ; voile "sail", foin "hay", doigt "finger", quoi "what", are from Latin vēlum, fēnum, digitus , quid'', respectively. There is no way of telling in French which one of the two Latin vowels is the source of any given /wa/.
Split
In a split, a new contrast arises when allophones of a phoneme cease being in complementary distribution and are therefore necessarily independent structure points, i.e. contrastive.This mostly comes about because of some loss of distinctiveness in the environment of one or more allophones of a phoneme.
A simple example is the rise of the contrast between nasal and oral vowels in French. A full account of this history is complicated by the subsequent changes in the phonetics of the nasal vowels, but the development can be compendiously illustrated via the present-day French phonemes /a/ and /ã/:
- Step 1: *a > *ã when a nasal immediately follows: *čantu "song" > ;
- Step 2: at some point in the history of French when speakers consistently stopped making an oral closure with the tongue, we had, that is and finally, with the loss of the final stop, modern French chant "song", distinct from French chat "cat" solely by the contrast between the nasal and the oral articulation of the vowels, and thus with many other forms in which /a/ and contrast.
Loss
In Hoenigswald's original scheme, loss, the disappearance of a segment, or even of a whole phoneme, was treated as a form of merger, depending on whether the loss was conditioned or unconditioned. The "element" that a vanished segment or phoneme merged with was "zero".The situation in which a highly inflected language has formations without any affix at all is quite common, but it is the only one of the 30 forms that make up the paradigm that is not explicitly marked with endings for gender, number, and case.
From a historical perspective, there is no problem since alter is from *alteros, with the regular loss of the short vowel after *-r- and the truncation of the resulting word-final cluster *-rs. Descriptively, however, it is problematic to say that the "nominative singular masculine" is signaled by the absence of any affix. It is simpler to view alter as more than what it looks like, /alterØ/, "marked" for case, number, and gender by an affix, like the other 29 forms in the paradigm. It is merely that the "marker" in question is not a phoneme or sequence of phonemes but the element /Ø/.
Along the way, it is hard to know when to stop positing zeros and whether to regard one zero as different from another. For example, if the zero not-marking can as "third person singular" is the same zero that not-marks deer as "plural", or if are both basically a single morphological placeholder. If it is determined that there is a zero on the end of deer in three deer, it is uncertain whether English adjectives agree with the number of the noun they modify, using the same zero affix. In some theories of syntax it is useful to have an overt marker on a singular noun in a sentence such as My head hurts because the syntactic mechanism needs something explicit to generate the singular suffix on the verb. Thus, all English singular nouns may be marked with yet another zero.
It seems possible to avoid all those issues by considering loss as a separate basic category of phonological change, and leave zero out of it.
As stated above, one can regard loss as both a kind of conditioned merger and a disappearance of a whole structure point. The former is much more common than the latter.
- In Latin are many consonant clusters that lose a member or two such as these: tostus "toasted, dried" < *torstos, multrum "milking stool" < *molktrom, scultus "carved" < *scolptos, cēna "dinner" < *kertsnā, lūna "moon" < *louwksnā.
- Greek lost all stops from the end of a word, but stops generally survive elsewhere. PIE *s drops medially between voiced sounds in Greek but is preserved in final position and in some consonant clusters.
- Old English is everywhere lost as such, but usually leaves traces behind. In furh "furrow" and mearh "marrow", it vocalizes. It is elided in night, knight, might, taught, naught, freight, fought, plow, bought, through, though, slaughter; but /f/ in laugh, trough, tough, enough The /x/ phoneme still exists in some onomatopoeiac words, like "ugh", "yech" and "chutzpah".
- /g k/ are lost in English in word-initial position before /n/: gnaw, gnat, knight, know. /t/ is lost after fricatives before nasals and /l/: soften, castle, bristle, chestnut, Christmas, hasten
- In many words, /f/ was lost between vowels: auger, hawk, newt < OE nafogar, hafoc, efete, and in some alternative forms: e'en "evening", o'er "over", e'er "ever"; Scottish siller "silver", and others.
Total unconditional loss is, as mentioned, not very common. Latin /h/ appears to have been lost everywhere in all varieties of Proto-Romance except Romanian. Proto-Indo-European laryngeals survived as consonants only in Anatolian languages but left plenty of traces of their former presence.
Phonemic differentiation
Phonemic differentiation is the phenomenon of a language maximizing the acoustic distance between its phonemes.Examples
For example, in many languages, including English, most front vowels are unrounded, while most back vowels are rounded. There are no languages in which all front vowels are rounded and all back vowels are unrounded. The most likely explanation for this is that front vowels have a higher second formant than back vowels, and unrounded vowels have a higher F2 than rounded vowels. Thus unrounded front vowels and rounded back vowels have maximally different F2s, enhancing their phonemic differentiation.Phonemic differentiation can have an effect on diachronic sound change. In chain shifts, phonemic differentiation is maintained, while in phonemic mergers it is lost. Phonemic splits involve the creation of two phonemes out of one, which then tend to diverge because of phonemic differentiation.
Chain shifts
In a chain shift, one phoneme moves in acoustic space, causing other phonemes to move as well to maintain optimal phonemic differentiation. An example from American English is the Northern cities vowel shift , where the raising of has triggered a fronting of, which in turn has triggered a lowering of, and so forth.Phonemic mergers
If a phoneme moves in acoustic space, but its neighbors do not move in a chain shift, a phonemic merger may occur. In that case, a single phoneme results where an earlier stage of the language had two phonemes. A well known example of a phonemic merger in American English is the cot–caught merger by which the vowel phonemes and have merged into a single phoneme in some accents.Phonemic splits
In a phonemic split, a phoneme at an earlier stage of the language is divided into two phonemes over time. Usually, it happens when a phoneme has two allophones appearing in different environments, but sound change eliminates the distinction between the two environments. For example, in umlaut in the Germanic languages, the back vowels originally had front rounded allophones before the vowel in a following syllable. When sound change caused the syllables containing to be lost, a phonemic split resulted, making distinct phonemes.It is sometimes difficult to determine whether a split or a merger has happened if one dialect has two phonemes corresponding to a single phoneme in another dialect; diachronic research is usually required to determine the dialect that is conservative and the one that is innovative.
When phonemic change occurs differently in the standard language and in dialects, the dialect pronunciation is considered nonstandard and may be stigmatized. In descriptive linguistics, however, the question of which splits and mergers are prestigious and which are stigmatized is irrelevant. However, such stigmatization can lead to hypercorrection, when the dialect speakers attempt to imitate the standard language but overshoot, as with the foot–strut split, where failing to make the split is stigmatized in Northern England, and speakers of non-splitting accents often try to introduce it into their speech, sometimes resulting in hypercorrections such as pronouncing pudding.
Occasionally, speakers of one accent may believe the speakers of another accent to have undergone a merger, when there has really been a chain shift.