Ordinal analysis


In proof theory, ordinal analysis assigns ordinals to mathematical theories as a measure of their strength.
If theories have the same proof-theoretic ordinal they are often equiconsistent, and if one theory has a larger proof-theoretic ordinal than another it can often prove the consistency of the second theory.

History

The field of ordinal analysis was formed when Gerhard Gentzen in 1934 used cut elimination to prove, in modern terms, that the proof-theoretic ordinal of Peano arithmetic is ε0. See Gentzen's consistency proof.

Definition

Ordinal analysis concerns true, effective theories that can interpret a sufficient portion of arithmetic to make statements about ordinal notations.
The proof-theoretic ordinal of such a theory is the smallest ordinal that the theory cannot prove is well founded—the supremum of all ordinals for which there exists a notation in Kleene's sense such that proves that is an ordinal notation. Equivalently, it is the supremum of all ordinals such that there exists a recursive relation on that well-orders it with ordinal and such that proves transfinite induction of arithmetical statements for.

Upper bound

The existence of a recursive ordinal that the theory fails to prove is well-ordered follows from the bounding theorem, as the set of natural numbers that an effective theory proves to be ordinal notations is a set. Thus the proof-theoretic ordinal of a theory will always be a recursive ordinal, that is, less than the Church–Kleene ordinal.

Examples

Theories with proof-theoretic ordinal ω

Friedman's grand conjecture suggests that much "ordinary" mathematics can be proved in weak systems having this as their proof-theoretic ordinal.

Theories with proof-theoretic ordinal ω''n'' (for ''n'' = 2, 3, ... ω)

This ordinal is sometimes considered to be the upper limit for "predicative" theories.

Theories with proof-theoretic ordinal the Bachmann–Howard ordinal

The Kripke-Platek or CZF set theories are weak set theories without axioms for the full powerset given as set of all subsets. Instead, they tend to either have axioms of restricted separation and formation of new sets, or they grant existence of certain function spaces instead of carving them out from bigger relations.

Theories with larger proof-theoretic ordinals

Most theories capable of describing the power set of the natural numbers have proof-theoretic ordinals
that are so large that no explicit combinatorial description has yet been given.
This includes second-order arithmetic and set theories with powersets including ZF and ZFC. The strength of intuitionistic ZF equals that of ZF.