Multi-family office
A multi-family office is an independent organization that supports multiple families to manage their entire wealth. Multi-family offices typically provide a variety of services including tax and estate planning, risk management, objective financial counsel, trusteeship, lifestyle management, coordination of professionals, investment advice, and philanthropic foundation management. Some multi-family offices are also known to offer personal services such as managing household staff and making travel arrangements. Because the customized services offered by a multi-family office can be costly, clients of a multi-family office typically have a net worth in excess of $50 million.
A multi-family office is a commercial enterprise established to meet the investment, estate planning and, in some cases, the lifestyle and tax service needs of affluent families.
MFOs can be created in one of three ways:
- a single family office opens its doors to additional clients or merges with another single family office
- as a start up by a team of advisors
- an existing financial institution creates an MFO subsidiary or division.
History
The family office concept has its roots back in the 6th century. Then a majordomo was a person who would speak, make arrangements, or take charge for the affairs of the royal family and its wealth. Later in the 6th century, the upper nobility started to use these services of the majordomo as well. Hence, the concept of administratorship was invented and has prevailed until today.The modern concept and understanding of family offices was developed in the 19th century. In 1838, the family of J.P. Morgan founded the House of Morgan, which managed the families' assets and in 1882, the Rockefellers founded their family office, which prevailed until today.
Many family offices have started their business as so called single family offices, where the family owns the family office and serves only the owner family. Instead of covering the entire operative costs, many owners of single family offices decided to offer its services to other families as well. This concept is called multi-family office or multi-client family office. Only a few multi-family offices have founded their business independently, without a large family backing it.
In addition, the development of the multi-family office came as a result of the growing number of wealthy families, as well as the rapid developments in technology within the financial markets which required greater sophistication and skill in financial advisors in the 1980s and 1990s. The difficulty in attracting and retaining such talented employees became more difficult. These changes, combined with the consolidation of the financial services industry, significantly diminished the role of the bank trust departments that traditionally served the wealthy families. These trends resulted in an increased need and cost for family office-type services. To defray such costs many families opened their family offices to non-family members, resulting in multi-family offices.
Characteristics
MFOs tend to have the following characteristics:Independence: MFOs typically do not sell and generally are not compensated for the products utilized by clients. MFOs usually follow a "service delivery model" holding themselves out as an objective provider of advice that places the interests of their clients first.
Breadth and Integration of Services: MFOs provide a wide array of services and typically oversee their clients' entire financial universe. MFOs will have full information about their clients investments, tax situation, estate plan and family dynamics. With this information the MFO can assist in structuring and administering the clients' financial universe in an optimal fashion.
Professionals with Diverse Skills and Deep Specialties: MFO professionals provide a wide array of advice and assistance to their clients. MFOs also have to be able to provide specialty knowledge on certain topics such as: income taxation, estate planning, and investments.
High Touch Services: MFOs have high average account sizes and low client to employee ratios. Large account sizes combined with low client-to-employee ratios allows a great deal of focus and attention on each client family. Meetings with clients often occur many times a year.
Multi-Generational Planning: MFOs typically work with an entire family – the patriarch/matriarch, their children and grandchildren. Planning encompasses the family's goals which typically includes passing wealth down to lower generations in a tax efficient manner. Children and grandchildren are clients and are counseled on investments, taxes, estate planning, and philanthropy from an early age. MFOs often coordinate and moderate family meetings for their client families.
Outsourcing: MFOs do not typically provide all services in-house. It is common for some of the investment management to be outsourced to independent money managers. Custody and tax return preparation are also commonly outsourced.
Focus on Taxable Investor: Most MFOs have a myopic focus on taxable investors as the bulk of their client's assets are subject to short and long term capital gains. This is unique to very high-net-worth families. Most investment research is geared toward the institutional investor and foundations. The bulk of the research done for the individual investor relates to 401ks and IRAs.
Benefits
MFOs may have one or more of the following benefits:- Objective financial advice
- Creative solutions to financial issues
- Clearinghouse for financial, investment, tax and estate planning ideas
- Cross-fertilization of ideas resulting from solving issues for multiple families
- Services are typically "all you can eat" for asset based fee or flat retainer fee
- Advice from professional team with diverse backgrounds
- Coordination of other advisers
- Proactive advice – a function of low client to employee ratio and frequency of meetings
- Delivery of "best of breed" money managers, custody, insurance, loans, etc.
- Negotiated cost savings with other financial providers
- Integration of client's estate planning, income taxes, investments, philanthropic goals and family situation
Typical services provided
- Trustee Services
- Coordination of Professionals
- Cash Management
- Global Asset Allocation and Investment Strategy Consulting
- Comprehensive Performance Reporting
- Investment Manager Selection and Monitoring
- Portfolio Management
- Estate Planning
- Philanthropic Planning
- Life Insurance Analysis
- Debt Structure and Analysis – Bank Financing
- Tax Return Preparation
- Foundation Management
- Entity Administration
- Aircraft Consulting
- Risk Management & Asset Protection Consulting
- Fraud Detection/Accountability
- Real Estate Management
- Family Business Advisory
- Family Counseling/Family Meetings
- Sufficiency and Retirement Planning
- Document Management and Recordkeeping
- Bill Payment Services
- Personal Financial Statement Preparation
Miscellaneous
Notable family offices
- Bessemer Trust, a private, independent office that was founded in 1907 and oversees more than $106 billion for over 2,300 families, foundations and endowments.
- Stonehage Fleming, with $43bn in assets under administration, including $11bn in assets under management and total revenues of about $160m, serving over 250 wealthy families.
- eQuine Holdings, a private Multi-Family office, serving 14 Legacy Families in Texas; with assets under administration greater than $1 billion, USD. Clients must have at least US$5 million to take full advantage of eQuine's services.