Federal enterprise architecture
A federal enterprise architecture framework is the U.S. reference enterprise architecture of a federal government. It provides a common approach for the integration of strategic, business and technology management as part of organization design and performance improvement.
The most familiar federal enterprise architecture is the enterprise architecture of the Federal government of the United States, the U.S. "Federal Enterprise Architecture" and the corresponding U.S. "Federal Enterprise Architecture Framework". This lemma will focus on this particular enterprise architecture and enterprise architecture framework.
Overview
Enterprise architecture is a management best practice for aligning business and technology resources to achieve strategic outcomes, improve organizational performance and guide federal agencies to better execute their core missions. An EA describes the current and future state of the agency, and lays out a plan for transitioning from the current state to the desired future state. A federal enterprise architecture is a work in progress to achieve these goals.The U.S. Federal Enterprise Architecture is an initiative of the U.S. Office of Management and Budget, Office of E-Government and IT, that aims to realize the value of enterprise architecture within the U.S. Federal Government. Enterprise Architecture became a recognized strategic and management best practice in U.S. Federal Government with the passage of the Clinger-Cohen Act in 1996.
There are numerous benefits that accrue from implementing and using an enterprise architecture within the U.S. Federal Government. Among them is to provide a common approach for IT acquisition in the United States federal government. It is also designed to ease sharing of information and resources across federal agencies, reduce costs, and improve citizen services.
History
In September 1999, the Federal CIO Council published the "Federal Enterprise Architecture Framework" Version 1.1 for developing an Enterprise Architecture within any Federal Agency for a system that transcends multiple inter-agency boundaries. It builds on common business practices and designs that cross organizational boundaries, among others the NIST Enterprise Architecture Model. The FEAF provides an enduring standard for developing and documenting architecture descriptions of high-priority areas. It provides guidance in describing architectures for multi-organizational functional segments of the Federal Government. At the time of release, the Government's IT focus on Y2K issues and then the events of September 2001 diverted attention from EA implementation, though its practice in advance and subsequent to this may have ameliorated the impact of these events. As part of the President's Management Agenda, in August 2001, the E-Government Task Force project was initiated. A key finding in that strategy was that the substantial overlap and redundant agency systems constrained the ability to achieve the Bush Administration strategy of making the government "citizen centered". The Task Force recommended the creation a Federal Enterprise Architecture Project and the creation of the FEA Office at OMB. This was a shift from the FEAF focus on Information Engineering, to a J2EE object re-use approach using reference models comprising taxonomies that linked performance outcomes to lines of business, process services components, types of data, and technology components. Interim releases since that time have provided successive increases in definition for the core reference models, as well as a very robust methodology for actually developing an architecture in a series of templates forming the Federal Segment Architecture Methodology and its next generation replacement, the Collaborative Planning Methodology, which was designed to be more flexible, more widely applicable, and more inclusive of the larger set of planning disciplines.These federal architectural segments collectively constitute the federal enterprise architecture. In 2001, the Federal Architecture Working Group was sponsoring the development of Enterprise Architecture products for trade and grant Federal architecture segments. Methods prescribed way of approaching a particular problem. As shown in the figure, the FEAF partitions a given architecture into business, data, applications, and technology architectures. The FEAF overall framework created at that time includes the first three columns of the Zachman Framework and the Spewak's Enterprise Architecture Planning methodology.
In May 2012 OMB published a full new guide, the "Common Approach to Federal Enterprise Architecture". Released as part of the federal CIO's policy guidance and management tools for increasing shared approaches to IT service delivery, the guide presents an overall approach to developing and using Enterprise Architecture in the Federal Government. The Common Approach promotes increased levels of mission effectiveness by standardizing the development and use of architectures within and between Federal Agencies. This includes principles for using EA to help agencies eliminate waste and duplication, increase shared services, close performance gaps, and promote engagement among government, industry, and citizens.
On January 29, 2013, the White House released Version 2 of the Federal Enterprise Architecture Framework, to government agencies, making it public about a year later. The document meets the criteria set forth by Common Approach, emphasizing that strategic goals drive business services, which in turn provide the requirements for enabling technologies. At its core is the Consolidated Reference Model, which equips OMB and Federal agencies with a common language and framework to describe and analyze investments.
Overall the Federal Enterprise Architecture is mandated by a series of federal laws and mandates. These federal laws have been:
- GPRA 1993 : Government Performance and Reform Act
- PRA 1995 : Paperwork Reduction Act
- CCA 1996 : Clinger-Cohen Act
- GPEA 1998 : The Government Paperwork Elimination Act
- FISMA 2002 : Federal Information Security Management Act
- E-Gov 2002 : Electronic Government
- A-11 : Preparation, Submission and Execution of the Budget
- A-130 : OMB Circular A-130 Management of Federal Information Resources, first issued in December 1985
Collaborative planning methodology
Version 2 reference models
The Consolidated Reference Model of the Federal Enterprise Architecture Framework equips OMB and Federal agencies with a common language and framework to describe and analyze investments. It consists of a set of interrelated reference models designed to facilitate cross-agency analysis and the identification of duplicative investments, gaps and opportunities for collaboration within and across agencies. Collectively, the reference models comprise a framework for describing important elements of federal agency operations in a common and consistent way. Through the use of the FEAF and its vocabulary, IT portfolios can be better managed and leveraged across the federal government, enhancing collaboration and ultimately transforming the Federal government.The five reference models in version 1 have been regrouped and expanded into six in the FEAF-II.
; Performance Reference Model
; Business Reference Model
; Data Reference Model
; Application Reference Model
; Infrastructure Reference Model
; Security Reference Model
Version 1 reference models
The FEA is built using an assortment of reference models that develop a common taxonomy for describing IT resources. FEA Version 1 reference models included the following:- performance reference model,
- business reference model,
- service component reference model,
- data reference model and
- technical reference model.
Architecture levels
In the FEA enterprise, segment, and solution architecture provide different business perspectives by varying the level of detail and addressing related but distinct concerns. Just as enterprises are themselves hierarchically organized, so are the different views provided by each type of architecture. The Federal Enterprise Architecture Practice Guidance has defined three types of architecture:- Enterprise architecture,
- Segment architecture, and
- Solution architecture.
By contrast, "segment architecture" defines a simple roadmap for a core mission area, business service, or enterprise service. Segment architecture is driven by business management and delivers products that improve the delivery of services to citizens and agency staff. From an investment perspective, segment architecture drives decisions for a business case or group of business cases supporting a core mission area or common or shared service. The primary stakeholders for segment architecture are business owners and managers. Segment architecture is related to EA through three principles:
- structure: segment architecture inherits the framework used by the EA, although it may be extended and specialized to meet the specific needs of a core mission area or common or shared service.
- reuse : segment architecture reuses important assets defined at the enterprise level including: data; common business processes and investments; and applications and technologies.
- alignment : segment architecture aligns with elements defined at the enterprise level, such as business strategies, mandates, standards, and performance measures.
Program results
Results of the Federal Enterprise Architecture program are considered unsatisfactory:- Stanley Gaver, a participant of the FEA program, reports that "Enterprise Architecture within the federal government hasn't been working, and far more often than not hasn't delivered useful results. Moreover, significant parts of the federal EA program have been complete and utter failures".
- The official report to the U.S. Congress in 2011 reported that "most departments and agencies reported they expect to realize the benefits from their respective enterprise architecture programs sometime in the future. What this suggests is that the real value in the federal government from developing and using enterprise architectures remains largely unrealized".