EEA and Norway Grants


The EEA Grants and Norway Grants represent the contributions of Iceland, Liechtenstein and Norway to reducing social and economic disparities in the European Economic Area and strengthening bilateral relations with .
Through the Grants Iceland, Liechtenstein and Norway are also contributing to strengthening fundamental European values such as democracy, tolerance and the rule of law.

Background

The EEA and Norway Grants have their basis in the . Under this agreement, Iceland, Liechtenstein and Norway are part of the European Single Market, which enables free movement of goods, services, capital and people in the internal market. The EEA Agreement sets out the common goals of working together to reduce social and economic disparities in Europe and strengthening cooperation between European countries.
Ever since the EEA Agreement entered into force, Iceland, Liechtenstein and Norway have contributed to social and economic progress in several countries of the EU and EEA. The contributions have been channelled through the Financial Mechanism, the Financial Instrument and the EEA and Norway Grants. In total, Norway, Iceland and Liechtenstein have provided €3.3 billion through consecutive grant schemes between 1994 and 2014. A further contribution of €2.8 billion has been made available in the 2014–2021 funding period. The three donor countries contribute according to their size and GDP. Consequently, Norway provides 97,7%, Iceland 1,6% and Liechtenstein 0,7% of the funding for the 2014–2021 EEA and Norway Grants combined.
Since 2004, there have been two separate mechanisms: the EEA Grants and the Norway Grants. The EEA Grants are financed by the three donor countries: Iceland, Liechtenstein and Norway; while the Norway Grants are solely financed by Norway.

Eligibility

Eligibility of the EEA and Norway Grants mirrors the criteria set for the EU Cohesion Fund aimed at member states where the Gross National Income per inhabitant is less than 90% of the EU average. For the funding period 2014–2021, these countries are Bulgaria, Croatia, Cyprus, Czech Republic, Estonia, Greece, Hungary, Latvia, Lithuania, Malta, Poland, Portugal, Romania, Slovakia and Slovenia. Countries which have entered the EU before 2004 are exempt from receiving funding under the Norway Grants; Greece and Portugal therefore only receive EEA Grants funding.

How it works

First, the EU and the three Donor States agree on a for the total contribution and distribution of funding per beneficiary state. Country allocations are based on population size and GDP per capita, making Poland the largest beneficiary state, followed by Romania. Malta is the smallest beneficiary state.
Second, Iceland, Liechtenstein and Norway negotiate with each beneficiary state and agree which programmes to establish, their objectives and the size of the allocation to each individual programme. The agreements are based on national needs and priorities in the beneficiary states and the scope for cooperation with the donor states. The European Commission is consulted during the negotiations to avoid duplication and to ensure funding is targeted where it will have the greatest impact. Programmes implemented under the EEA and Norway Grants must comply with EU rules and standards related to human rights, good governance, sustainable development and gender equality.
The funds provided by the EU and the EEA and Norway Grants are complementary, usually managed by the same Managing Authority at the national level. The EEA and Norway Grants often finance projects within fields where EU or national funding is rarely available.
Each is responsible for the overall management of the programmes in its beneficiary country. The develop and manage the programmes, often in cooperation with a partner from the donor states, and award funding to projects. Projects are mostly selected following calls for proposals launched by the POs.

Strengthening bilateral cooperation

One of the two main goals of the EEA and Norway Grants is to increase cooperation and relations between the beneficiary and donor countries. Partnerships between entities from the beneficiary countries and their counterparts in Iceland, Liechtenstein and Norway are a fundamental part of the Grants and offer a unique opportunity to tackle common European challenges.
Bilateral partnerships between public and private institutions in the donor and beneficiary countries are widely encouraged. Cooperation between people and institutions at administrative and political levels and in the private sector, academia and civil society is a prerequisite in order to strengthen bilateral relations.

EEA and Norway Grants 2014–2021

For the period 2014–2021, €2.8 billion has been set aside under the Grants. The EEA Grants are jointly financed by Iceland, Liechtenstein and Norway and available in all 15 countries. The Norway Grants are solely financed by Norway and available in the 13 countries that joined the EU after 2003. The contribution of each donor country is based on their Gross Domestic Product.

Areas of support

funded in the period 2014–2021 reflect the priorities set out in the 'Europe 2020 Strategy' – the European Union's ten-year growth strategy for smart, sustainable and inclusive growth – and the EU's 11 cohesion policy objectives. They aim at contributing to growth and jobs, tackling climate change and energy dependence while reducing poverty and social exclusion. They also promote bilateral and international cooperation.
PS 1: Innovation, Research, Education and Competitiveness

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5.
PS 2: Social Inclusion, Youth Employment and Poverty Reduction
6.
7.
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10.
PS 3: Environment, Energy, Climate Change and Low Carbon Economy
11.
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13.
PS 4: Culture, Civil Society, Good Governance, and Fundamental Rights and Freedoms
14.
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PS 5: Justice and Home Affairs
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A new feature of the EEA and Norway Grants 2014–2021 is the establishment of the and the . These Funds support European cross-border and transnational project initiatives to find solutions to some of Europe's common challenges.
All the programmes under the EEA and Norway Grants 2014–2021 will run until 30 April 2024.

Cooperation and external partners

The Donor Programme Partners play a strategic role in programme planning and implementation, as well as in facilitating project partnership. In the 2014–2021 funding period, there are involved.
The Donor Programme Partners are mostly public bodies with national mandates in their respective fields and with extensive international experience. These DPPs have been designated on the initiative of the donor countries.
Intergovernmental organisations and actors play an important role in the EEA and Norway Grants, as they monitor compliance with international conventions and treaties across Europe. These organisations provide assistance in areas linked to human rights, democracy and the rule of law. In order to ensure that the programmes and projects of the EEA and Norway Grants are aligned with European and international standards, the donors have established strategic partnerships with three European partners, which act as International Partner Organisations in the 2014–2021 funding period:
For the period 2009–2014, €1.8 billion was set aside under the Grants. The EEA Grants, jointly financed by Iceland, Liechtenstein and Norway, were available in 16 countries. The Norway Grants, solely financed by Norway, were available in the 13 countries that joined the EU after 2003. Spain received only transitional funding in the 2009–2014 period. Following its accession to the EU in 2013, Croatia became a member of the EEA in 2014, and consequently a beneficiary country of the EEA and Norway Grants.
Table 1. EEA and Norway Grants 2009–2014 funding
CountryEEA GrantsNorway GrantsTotal allocated% Incurred*
Bulgaria€78 600 000€48 000 000€126 600 00079.49%
Croatia€5 000 000€4 600 000€9 600 00063.33%
Cyprus€3 850 000€4 000 000€7 850 00096.38%
Czech Republic€61 400 000€70 400 000€131 800 00084.13%
Estonia€23 000 000€25 600 000€48 600 00097.12%
Greece€63 400 000€0€63 400 00086.28%
Hungary€70 100 000€83 200 000€153 300 00057.76%
Latvia€34 550 000€38 400 000€72 950 00087.66%
Lithuania€38 400 000€45 600 000€84 000 00095.26%
Malta€2 900 000€1 600 000€4 500 00098.76%
Poland€266 900 000€311 200 000€578 100 00091.69%
Portugal€57 950 000€0€57 950 00090.51%
Romania€190 750 000€115 200 000€305 950 00082.21%
Slovakia€38 350 000€42 400 000€80 750 00079.80%
Slovenia€12 500 000€14 400 000€26 900 00091.37%
Spain€45 850 000€0€45 850 00089.46%
Total€993 500 000€804 600 000€1 798 100 00085.11%

* % incurred of eligible expenditure amount. Data extracted on 5 September 2019 and subject to change.
Source: End Review of the EEA and Norway Grants 2009–2014, rapid assessment: final report, March 2019.

Areas of support

In the 2009–2014 period, the EEA and Norway Grants' support was provided under nine Priority Sectors and 32 Programme Areas as presented in Table 2. The allocated funds per Priority Sector are shown in the figure below.


Table 2. Priority Sectors and Programme Areas under EEA and Norway Grants 2009–2014
EEA GrantsNorway Grants
Environment Protection and Management
Integrated Marine and Inland Water management
Biodiversity and ecosystem services
Environmental Monitoring and Integrated Planning and Control
Reduction of Hazardous Substances
Carbon Capture and Storage
Carbon Capture and Storage
Climate Change and Renewable Energy
Energy Efficiency
Renewable Energy
Adaptation to Climate Change
Maritime Sector
Environmental and Climate Change-related Research and Technology
Green Industry Innovation
Green Industry Innovation
Civil Society
Funds for Non-Governmental Organisations
Decent Work and Tripartite Dialogue
Global Fund for Decent Work and Tripartite Dialogue
Civil Society
Funds for Non-Governmental Organisations
Justice and Home Affairs
Domestic and Gender-based Violence
Schengen Co-operation and Combating Cross-border and Organised Crime, including Trafficking and Itinerant Criminal Groups
Judicial Capacity-building and Co-operation
Correctional Services, including Non-Custodial Sanctions
Justice and Home Affairs
Human and Social Development
Children and Youth at Risk
Local and Regional Initiatives to Reduce National Inequalities and to Promote Social Inclusion
Public Health Initiatives
Mainstreaming Gender Equality and Promoting Work-Life Balance
Institutional Framework in the Asylum and Migration Sector
Human and Social Development
Capacity-building and Institutional Co-operation between Beneficiary State and Norwegian Public Institutions, Local and Regional Authorities
Cross-border Co-operation
Public Health Initiatives
Mainstreaming Gender Equality and Promoting Work-Life Balance
Protecting Cultural Heritage
Conservation and Revitalisation of Cultural and Natural Heritage
Promotion of Diversity in Culture and Arts within European Cultural Heritage
Human and Social Development
Capacity-building and Institutional Co-operation between Beneficiary State and Norwegian Public Institutions, Local and Regional Authorities
Cross-border Co-operation
Public Health Initiatives
Mainstreaming Gender Equality and Promoting Work-Life Balance
Research and Scholarship
Research within Priority Sectors
Scholarships
Research and Scholarship
Bilateral Research Co-operation
Bilateral Scholarship Programme

Source:

Cooperation

Cooperation through bilateral programmes and projects provides an arena for exchange of knowledge, mutual learning from best practice and developing joint policies. were involved in the 2009–2014 funding period. In addition, the Council of Europe counted as DPP in several programmes.
More than 30% of the 7 000 projects funded in this period had a Donor Project Partner involved. There were nearly 1 000 partners from the donor countries.

Results

sheds light on the Grants support in 16 EU countries. The following independent evaluations and reviews have been conducted for the 2009–2014 funding period:
The EEA and Norway Grants' provides more information about the programmes and projects funded under the 2009–2014 period.

EEA and Norway Grants 2004–2009

With the enlargement of the EU in 2004, ten new countries – Cyprus, Czech Republic, Estonia, Hungary, Latvia, Lithuania, Malta, Poland, Slovakia and Slovenia – not only joined the EU, but also the European Economic Area.
The enlargement required a substantial increase in the contributions towards European cohesion. Most of the new member states were considerably below the EU average level of social and economic development.The EEA and Norway Grants made available €1.3 billion for the 2004–2009 period. The EEA Grants supported 15 beneficiary states in Central and Southern Europe. The Norway Grants provided an additional €567 million to the ten countries that joined the EU in 2004.
Apart from these two mechanisms, Norway allocated €68 million through the Norwegian bilateral cooperation programmes with Bulgaria and Romania, once the two states joined the EU in 2007.
Norway, as the largest donor, provided close to 97% of the total funding in 2004–2009.

Areas of support

From 2004 to 2009, 1 250 projects were awarded financial support through the EEA and Norwegian Financial Mechanisms. These projects were funded under the following areas of support:
More than one in five supported projects were partnership projects between entities in the beneficiary states, and Iceland, Liechtenstein or Norway.

Results

The concluded that "the EEA and Norway Grants 2004–2009 have contributed to reducing disparities in Europe and the benefits locally have been significant".
The following independent evaluations and reviews have been conducted for the 2004–2009 funding period:
In the period 1999–2003, Greece, Ireland, Northern Ireland, Portugal and Spain received €119.6 million from the EEA EFTA States. Projects were supported within the fields of environmental protection, urban renewal, pollution in urban areas, protection of cultural heritage, transport, education and training, and academic research. About 93% of the funding was spent on projects related to environmental protection.
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Financial Mechanism 1994–1998

The Financial Mechanism 1994–1998 covers Greece, Ireland, Northern Ireland, Portugal and Spain. The projects were supported within the fields of environmental protection, education and training, and transport. In addition to the €500 million in project support, interest rebates were granted on loans amounting to €1.5 billion in the European Investment Bank.
Finland, Sweden and Austria, which until 1994 had been members of EFTA, left the association to join the EU. The European Commission took over the responsibilities for the contributions of these three countries to the Financial Mechanism 1994–1998.
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