Birefringence


Birefringence is the optical property of a material having a refractive index that depends on the polarization and propagation direction of light. These optically anisotropic materials are said to be birefringent. The birefringence is often quantified as the maximum difference between refractive indices exhibited by the material. Crystals with non-cubic crystal structures are often birefringent, as are plastics under mechanical stress.
Birefringence is responsible for the phenomenon of double refraction whereby a ray of light, when incident upon a birefringent material, is split by polarization into two rays taking slightly different paths. This effect was first described by the Danish scientist Rasmus Bartholin in 1669, who observed it in calcite, a crystal having one of the strongest birefringences. However, it was not until the 19th century that Augustin-Jean Fresnel described the phenomenon in terms of polarization, understanding light as a wave with field components in transverse polarization.

Explanation

A mathematical description of wave propagation in a birefringent medium is presented [|below]. Following is a qualitative explanation of the phenomenon.

Uniaxial materials

The simplest type of birefringence is described as uniaxial, meaning that there is a single direction governing the optical anisotropy whereas all directions perpendicular to it are optically equivalent. Thus rotating the material around this axis does not change its optical behaviour. This special direction is known as the optic axis of the material. Light propagating parallel to the optic axis is governed by a refractive index regardless of its specific polarization. For rays with any other propagation direction, there is one linear polarization that would be perpendicular to the optic axis, and a ray with that polarization is called an ordinary ray and is governed by the same refractive index value. However, for a ray propagating in the same direction but with a polarization perpendicular to that of the ordinary ray, the polarization direction will be partly in the direction of the optic axis, and this extraordinary ray will be governed by a different, direction-dependent refractive index. Because the index of refraction depends on the polarization when unpolarized light enters a uniaxial birefringent material, it is split into two beams travelling in different directions, one having the polarization of the ordinary ray and the other the polarization of the extraordinary ray.
The ordinary ray will always experience a refractive index of, whereas the refractive index of the extraordinary ray will be in between and, depending on the ray direction as described by the index ellipsoid. The magnitude of the difference is quantified by the birefringence:
The propagation of the ordinary ray is simply described by as if there were no birefringence involved. However, the extraordinary ray, as its name suggests, propagates unlike any wave in an isotropic optical material. Its refraction at a surface can be understood using the effective refractive index. However, its power flow is not exactly in the direction of the wave vector. This causes an additional shift in that beam, even when launched at normal incidence, as is popularly observed using a crystal of calcite as photographed above. Rotating the calcite crystal will cause one of the two images, that of the extraordinary ray, to rotate slightly around that of the ordinary ray, which remains fixed.
When the light propagates either along or orthogonal to the optic axis, such a lateral shift does not occur. In the first case, both polarizations are perpendicular to the optic axis and see the same effective refractive index, so there is no extraordinary ray. In the second case the extraordinary ray propagates at a different phase velocity but still has the power flow in the direction of the wave vector. A crystal with its optic axis in this orientation, parallel to the optical surface, may be used to create a waveplate, in which there is no distortion of the image but an intentional modification of the state of polarization of the incident wave. For instance, a quarter-wave plate is commonly used to create circular polarization from a linearly polarized source.

Biaxial materials

The case of so-called biaxial crystals is substantially more complex. These are characterized by three refractive indices corresponding to three principal axes of the crystal. For most ray directions, both polarizations would be classified as extraordinary rays but with different effective refractive indices. Being extraordinary waves, however, the direction of power flow is not identical to the direction of the wave vector in either case.
The two refractive indices can be determined using the index ellipsoids for given directions of the polarization. Note that for biaxial crystals the index ellipsoid will not be an ellipsoid of revolution but is described by three unequal principle refractive indices, and. Thus there is no axis around which a rotation leaves the optical properties invariant.
Although there is no axis of symmetry, there are two optical axes or binormals which are defined as directions along which light may propagate without birefringence, i.e., directions along which the wavelength is independent of polarization. For this reason, birefringent materials with three distinct refractive indices are called biaxial. Additionally, there are two distinct axes known as optical ray axes or biradials along which the group velocity of the light is independent of polarization.

Double refraction

When an arbitrary beam of light strikes the surface of a birefringent material, the polarizations corresponding to the ordinary and extraordinary rays generally take somewhat different paths. Unpolarized light consists of equal amounts of energy in any two orthogonal polarizations, and even polarized light will have some energy in each of these polarizations. According to Snell's law of refraction, the angle of refraction will be governed by the effective refractive index which is different between these two polarizations. This is clearly seen, for instance, in the Wollaston prism which is designed to separate incoming light into two linear polarizations using a birefringent material such as calcite.
The different angles of refraction for the two polarization components are shown in the figure at the top of the page, with the optic axis along the surface, so that the angle of refraction is different for the polarization and the polarization. In addition, a distinct form of double refraction occurs in cases where the optic axis is not along the refracting surface ; in this case, the dielectric polarization of the birefringent material is not exactly in the direction of the wave's electric field for the extraordinary ray. The direction of power flow for this inhomogenous wave is at a finite angle from the direction of the wave vector resulting in an additional separation between these beams. So even in the case of normal incidence, where the angle of refraction is zero, the energy of the extraordinary ray may be propagated at an angle. This is commonly observed using a piece of calcite cut appropriately with respect to its optic axis, placed above a paper with writing, as in the above two photographs.

Terminology

Much of the work involving polarization preceded the understanding of light as a transverse electromagnetic wave, and this has affected some terminology in use. Isotropic materials have symmetry in all directions and the refractive index is the same for any polarization direction. An anisotropic material is called "birefringent" because it will generally refract a single incoming ray in two directions, which we now understand correspond to the two different polarizations. This is true of either a uniaxial or biaxial material.
In a uniaxial material, one ray behaves according to the normal law of refraction, so an incoming ray at normal incidence remains normal to the refracting surface. However, as explained above, the other polarization can deviate from normal incidence, which cannot be described using the law of refraction. This thus became known as the extraordinary ray. The terms "ordinary" and "extraordinary" are still applied to the polarization components perpendicular to and not perpendicular to the optic axis respectively, even in cases where no double refraction is involved.
A material is termed uniaxial when it has a single direction of symmetry in its optical behavior, which we term the optic axis. It also happens to be the axis of symmetry of the index ellipsoid. The index ellipsoid could still be described according to the refractive indices,, and, along three coordinate axes, however in this case two are equal. So if corresponding to the and axes, then the extraordinary index is corresponding to the axis, which is also called the optic axis in this case.
However, materials in which all three refractive indices are different are termed biaxial and the origin of this term is more complicated and frequently misunderstood. In a uniaxial crystal, different polarization components of a beam will travel at different phase velocities, except for rays in the direction of what we call the optic axis. Thus the optic axis has the particular property that rays in that direction do not exhibit birefringence, with all polarizations in such a beam experiencing the same index of refraction. It is very different when the three principal refractive indices are all different; then an incoming ray in any of those principal directions will still encounter two different refractive indices. But it turns out that there are two special directions where the refractive indices for different polarizations are again equal. For this reason, these crystals were designated as biaxial, with the two "axes" in this case referring to ray directions in which propagation does not experience birefringence.

Fast and slow rays

In a birefringent material, a wave consists of two polarization components which generally are governed by different effective refractive indices. The so-called slow ray is the component for which the material has the higher effective refractive index, while the fast ray is the one with a lower effective refractive index. When a beam is incident on such a material from air, the slow ray is thus refracted more towards the normal than the fast ray. In the figure at the top of the page, it can be seen that refracted ray with s polarization is the slow ray in this case.
Using a thin slab of that material at normal incidence, one would implement a waveplate. In this case, there is essentially no spatial separation between the polarizations, however, the phase of the wave in the parallel polarization will be retarded with respect to the perpendicular polarization. These directions are thus known as the slow axis and fast axis of the waveplate.

Positive or negative

Uniaxial birefringence is classified as positive when the extraordinary index of refraction is greater than the ordinary index. Negative birefringence means that is less than zero. In other words, the polarization of the fast wave is perpendicular to the optic axis when the birefringence of the crystal is positive. In the case of biaxial crystals, all three of the principal axes have different refractive indices, so this designation does not apply. But for any defined ray direction one can just as well designate the fast and slow ray polarizations.

Common birefringent materials

The best characterized birefringent materials are crystals. Due to their specific crystal structures their refractive indices are well defined. Depending on the symmetry of a crystal structure, crystals in that group may be forced to be isotropic, to have uniaxial symmetry, or neither in which case it is a biaxial crystal. The crystal structures permitting uniaxial and biaxial birefringence are noted in the two tables, below, listing the two or three principal refractive indices of some better-known crystals.
Many plastics are birefringent because their molecules are "frozen" in a stretched conformation when the plastic is molded or extruded. For example, ordinary cellophane is birefringent. Polarizers are routinely used to detect stress in plastics such as polystyrene and polycarbonate.
Cotton fibre is birefringent because of high levels of cellulosic material in the fibre's secondary cell wall.
Polarized light microscopy is commonly used in biological tissue, as many biological materials are birefringent. Collagen, found in cartilage, tendon, bone, corneas, and several other areas in the body, is birefringent and commonly studied with polarized light microscopy. Some proteins are also birefringent, exhibiting form birefringence.
Inevitable manufacturing imperfections in optical fiber leads to birefringence, which is one cause of pulse broadening in fiber-optic communications. Such imperfections can be geometrical, due to stress applied to the optical fibre and/or due to bending of the fibre. Birefringence is intentionally introduced in order to produce polarization-maintaining optical fibers.
In addition to anisotropy in the electric polarizability, anisotropy in the magnetic polarizability can also cause birefringence. However, at optical frequencies, values of magnetic permeability for natural materials are not measurably different from Vacuum permeability|, so this is not a source of optical birefringence in practice.
MaterialCrystal system
barium borate BaB2O4Trigonal1.67761.5534−0.1242
beryl Be3Al26Hexagonal1.6021.557−0.045
calcite CaCO3Trigonal1.6581.486−0.172
ice H2OHexagonal1.3091.313+0.004
lithium niobate LiNbO3Trigonal2.2722.187−0.085
magnesium fluoride MgF2Tetragonal1.3801.385+0.006
quartz SiO2Trigonal1.5441.553+0.009
ruby Al2O3Trigonal1.7701.762−0.008
rutile TiO2Tetragonal2.6162.903+0.287
sapphire Al2O3Trigonal1.7681.760−0.008
silicon carbide SiCHexagonal2.6472.693+0.046
tourmaline Trigonal1.6691.638−0.031
zircon, high ZrSiO4Tetragonal1.9602.015+0.055
zircon, low ZrSiO4Tetragonal1.9201.967+0.047

MaterialCrystal system
borax Na24·8H2OMonoclinic1.4471.4691.472
epsom salt MgSO4·7H2OMonoclinic1.4331.4551.461
mica, biotite K32Monoclinic1.5951.6401.640
mica, muscovite KAl22Monoclinic1.5631.5961.601
olivine 2SiO4Orthorhombic1.6401.6601.680
perovskite CaTiO3Orthorhombic2.3002.3402.380
topaz Al2SiO42Orthorhombic1.6181.6201.627
ulexite NaCaB5O66·5H2OTriclinic1.4901.5101.520

Measurement

Birefringence and other polarization-based optical effects can be measured by measuring the changes in the polarization of light passing through the material. These measurements are known as polarimetry. Polarized light microscopes, which contain two polarizers that are at 90° to each other on either side of the sample, are used to visualize birefringence. The addition of quarter-wave plates permit examination of circularly polarized light. Birefringence measurements have been made with phase-modulated systems for examining the transient flow behaviour of fluids.
Birefringence of lipid bilayers can be measured using dual-polarization interferometry. This provides a measure of the degree of order within these fluid layers and how this order is disrupted when the layer interacts with other biomolecules.

Applications

Birefringence is used in many optical devices. Liquid-crystal displays, the most common sort of flat-panel display, cause their pixels to become lighter or darker through rotation of the polarization of linearly polarized light as viewed through a sheet polarizer at the screen's surface. Similarly, light modulators modulate the intensity of light through electrically induced birefringence of polarized light followed by a polarizer. The Lyot filter is a specialized narrowband spectral filter employing the wavelength dependence of birefringence. Waveplates are thin birefringent sheets widely used in certain optical equipment for modifying the polarization state of light passing through it.
Birefringence also plays an important role in second-harmonic generation and other nonlinear optical components, as the crystals used for this purpose are almost always birefringent. By adjusting the angle of incidence, the effective refractive index of the extraordinary ray can be tuned in order to achieve phase matching, which is required for the efficient operation of these devices.

Medicine

Birefringence is utilized in medical diagnostics. One powerful accessory used with optical microscopes is a pair of crossed polarizing filters. Light from the source is polarized in the direction after passing through the first polarizer, but above the specimen is a polarizer oriented in the direction. Therefore, no light from the source will be accepted by the analyzer, and the field will appear dark. However, areas of the sample possessing birefringence will generally couple some of the -polarized light into the polarization; these areas will then appear bright against the dark background. Modifications to this basic principle can differentiate between positive and negative birefringence.
For instance, needle aspiration of fluid from a gouty joint will reveal negatively birefringent monosodium urate crystals. Calcium pyrophosphate crystals, in contrast, show weak positive birefringence. Urate crystals appear yellow, and calcium pyrophosphate crystals appear blue when their long axes are aligned parallel to that of a red compensator filter, or a crystal of known birefringence is added to the sample for comparison.
Birefringence can be observed in amyloid plaques such as are found in the brains of Alzheimer's patients when stained with a dye such as Congo Red. Modified proteins such as immunoglobulin light chains abnormally accumulate between cells, forming fibrils. Multiple folds of these fibers line up and take on a beta-pleated sheet conformation. Congo red dye intercalates between the folds and, when observed under polarized light, causes birefringence.
In ophthalmology, binocular retinal birefringence screening of the Henle fibers provides a reliable detection of strabismus and possibly also of anisometropic amblyopia. Furthermore, scanning laser polarimetry utilises the birefringence of the optic nerve fibre layer to indirectly quantify its thickness, which is of use in the assessment and monitoring of glaucoma.
Birefringence characteristics in sperm heads allow the selection of spermatozoa for intracytoplasmic sperm injection. Likewise, zona imaging uses birefringence on oocytes to select the ones with highest chances of successful pregnancy. Birefringence of particles biopsied from pulmonary nodules indicates silicosis.
Dermatologists use dermatoscopes to view skin lesions. Dermoscopes use polarized light, allowing the user to view crystalline structures corresponding to dermal collagen in the skin. These structures may appear as shiny white lines or rosette shapes and are only visible under polarized dermoscopy.

Stress-induced birefringence

solids do not exhibit birefringence. However, when they are under mechanical stress, birefringence results. The stress can be applied externally or is "frozen in" after a birefringent plastic ware is cooled after it is manufactured using injection molding. When such a sample is placed between two crossed polarizers, colour patterns can be observed, because polarization of a light ray is rotated after passing through a birefringent material and the amount of rotation is dependent on wavelength. The experimental method called photoelasticity used for analyzing stress distribution in solids is based on the same principle. There has been recent research on using stress induced birefringence in a glass plate to generate an Optical vortex and full Poincare beams.

Other cases of birefringence

Birefringence is observed in anisotropic elastic materials. In these materials, the two polarizations split according to their effective refractive indices, which are also sensitive to stress.
The study of birefringence in shear waves traveling through the solid Earth is widely used in seismology.
Birefringence is widely used in mineralogy to identify rocks, minerals, and gemstones.

Theory

In an isotropic medium the so-called electric displacement is just proportional to the electric field according to where the material's permittivity is just a scalar. However, in an anisotropic material exhibiting birefringence, the relationship between and must now be described using a tensor equation:
where is now a 3 × 3 permittivity tensor. We assume linearity and no magnetic permeability in the medium:. The electric field of a plane wave of angular frequency can be written in the general form:
where is the position vector, is time, and is a vector describing the electric field at,. Then we shall find the possible wave vectors. By combining Maxwell's equations for and, we can eliminate to obtain:
With no free charges, Maxwell's equation for the divergence of vanishes:
We can apply the vector identity Vector calculus identities#Curl of the curl| to the left hand side of, and use the spatial dependence in which each differentiation in results in multiplication by to find:
The right hand side of can be expressed in terms of through application of the permittivity tensor and noting that differentiation in time results in multiplication by, then becomes:
Applying the differentiation rule to we find:
indicates that is orthogonal to the direction of the wavevector, even though that is no longer generally true for as would be the case in an isotropic medium. will not be needed for the further steps in the following derivation.
Finding the allowed values of for a given is easiest done by using Cartesian coordinates with the, and axes chosen in the directions of the symmetry axes of the crystal, resulting in a diagonal matrix for the permittivity tensor :
where the diagonal values are squares of the refractive indices for polarizations along the three principal axes, and. With in this form, and substituting in the speed of light using, becomes
where,, are the components of and,, are the components of. Rearranging, we can write
This is a set of linear equations in,,, so it can have a nontrivial solution as long as the following determinant is zero:
Evaluating the determinant of, and rearranging the terms, we obtain
In the case of a uniaxial material, choosing the optic axis to be in the direction so that and, this expression can be factored into
Setting either of the factors in to zero will define an ellipsoidal surface in the space of wavevectors that are allowed for a given. The first factor being zero defines a sphere; this is the solution for so-called ordinary rays, in which the effective refractive index is exactly regardless of the direction of. The second defines a spheroid symmetric about the axis. This solution corresponds to the so-called extraordinary rays in which the effective refractive index is in between and, depending on the direction of. Therefore, for any arbitrary direction of propagation, two distinct wavevectors are allowed corresponding to the polarizations of the ordinary and extraordinary rays.
For a biaxial material a similar but more complicated condition on the two waves can be described; the locus of allowed vectors is a 4th-degree two-sheeted surface, so that in a given direction there are generally two permitted vectors. By inspection one can see that is generally satisfied for two positive values of. Or, for a specified optical frequency and direction normal to the wavefronts, it is satisfied for two wavenumbers corresponding to the propagation of two linear polarizations in that direction.
When those two propagation constants are equal then the effective refractive index is independent of polarization, and there is consequently no birefringence encountered by a wave traveling in that particular direction. For a uniaxial crystal, this is the optic axis, the ±z direction according to the above construction. But when all three refractive indices,, and are distinct, it can be shown that there are exactly two such directions, where the two sheets of the wave-vector surface touch; these directions are not at all obvious and do not lie along any of the three principal axes. Historically that accounts for the use of the term "biaxial" for such crystals, as the existence of exactly two such special directions was discovered well before polarization and birefringence were understood physically. However these two special directions are generally not of particular interest; biaxial crystals are rather specified by their three refractive indices corresponding to the three axes of symmetry.
A general state of polarization launched into the medium can always be decomposed into two waves, one in each of those two polarizations, which will then propagate with different wavenumbers. Applying the different phase of propagation to those two waves over a specified propagation distance will result in a generally different net polarization state at that point; this is the principle of the waveplate for instance. However with a waveplate, there is no spatial displacement between the two rays as their vectors are still in the same direction. That is true when each of the two polarizations is either normal to the optic axis or parallel to it.
In the more general case, there is a difference not only in the magnitude but the direction of the two rays. For instance, the photograph through a calcite crystal shows a shifted image in the two polarizations; this is due to the optic axis being neither parallel nor normal to the crystal surface. And even when the optic axis is parallel to the surface, this will occur for waves launched at non-normal incidence. In these case the two vectors can be found by solving constrained by the boundary condition which requires that the components of the two transmitted waves' vectors, and the vector of the incident wave, as projected onto the surface of the interface, must all be identical. For a uniaxial crystal it will be found that there is not a spatial shift for the ordinary ray which will refract as if the material were non-birefringent with an index the same as the two axes which are not the optic axis. For a biaxial crystal neither ray is deemed "ordinary" nor would generally be refracted according to a refractive index equal to one of the principal axes.